DFX Intelligence

RIA Intelligence

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SEC-registered adviser

F•••••••• D••••••••

Independent wealth managerAtlanta, GeorgiaCRD 125383SEC 801-129977website IAPD

Legal name T•• F•••••••• D•••••••• G•••••••••

Latest filing Mar 13, 2026

First filing on the tape Mar 7, 2012 · 8 filings

SEC status approved since Apr 23, 2024

RAUM

$118M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$118M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$39.4M

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

8 filings and snapshots on the tape

RAUM$118M as of Mar 13, 2026

Mar 7, 2012$43.6M then

HNW client RAUM$103M as of Mar 13, 2026

Jan 27, 2025$77.6M then

State-registered IARs (5.B.3)3 as of Mar 13, 2026

Mar 7, 20120 then

Employees (5.A)3 as of Mar 13, 2026

Jan 27, 20253 then

Private funds: no history

RAUM +12% over the last fiscal yearIARs 3 to 3

Practice profile

derived from the filing of Mar 13, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $39.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 26derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.3MderivedHNW RAUM over HNW clients
Average account: $344,952derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +12%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: -3.7%derived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individualsreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$103M87%
Individuals$15.7M13%

Individual clients: 35reported
HNW clients: 44reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 343reported
Financial planning clients: 51-100reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

3 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
J••• S••••• H••••Certified Financial Planner, Chartered Financial Analyst	Atlanta, Ga	Feb 14, 2025	16 y	1
G••••• D•••••••• C••••••Certified Financial Planner, Personal Financial Specialist	Atlanta, Ga	Feb 14, 2025	16 y	1
N••••• L•••••••• W•••••Certified Financial Planner	Atlanta, Ga	Feb 14, 2025	14 y	1

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

C••••••• G•••••• D•••••••• · Presidentcontrol
since 07/2012 · owns 50% to 75%
H••••• J•••• S••••• · Chief Compliance Officercontrol
since 01/2010 · owns 50% to 75%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Atlanta, Ga · principal	3	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

affiliate changedChange between filings · filing Mar 13, 2026
insurance affiliate (Item 7.A.10): no on the filing of 2025-03-21, yes on the filing of 2026-03-13
peers: independent wealth managers, $100M to $500M (5,678)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 350 to 343
Mar 21, 2025 to Mar 13, 2026
HNW clients · 42 to 44
Mar 21, 2025 to Mar 13, 2026
Individual clients · 40 to 35
Mar 21, 2025 to Mar 13, 2026
Discretionary RAUM · $106M to $118M
Mar 21, 2025 to Mar 13, 2026
HNW RAUM · $86.5M to $103M
Mar 21, 2025 to Mar 13, 2026
Individual RAUM · $19.0M to $15.7M
Mar 21, 2025 to Mar 13, 2026
RAUM · $106M to $118M
Mar 21, 2025 to Mar 13, 2026
Related insurance company · false to true
Mar 21, 2025 to Mar 13, 2026
Accounts · 370 to 350
Jan 27, 2025 to Mar 21, 2025
HNW clients · 41 to 42
Jan 27, 2025 to Mar 21, 2025
Individual clients · 37 to 40
Jan 27, 2025 to Mar 21, 2025
Financial planning clients · 51-100 to 51-100
Jan 27, 2025 to Mar 21, 2025
Discretionary RAUM · $100M to $106M
Jan 27, 2025 to Mar 21, 2025
HNW RAUM · $77.6M to $86.5M
Jan 27, 2025 to Mar 21, 2025
Individual RAUM · $23.0M to $19.0M
Jan 27, 2025 to Mar 21, 2025
Non-discretionary RAUM · $429,320 to $0
Jan 27, 2025 to Mar 21, 2025
RAUM · $101M to $106M
Jan 27, 2025 to Mar 21, 2025
Accounts · 175 to 370
May 22, 2012 to Mar 24, 2024
Advisory employees · unset to 3.0
May 22, 2012 to Mar 24, 2024
Charity clients · unset to 0.0
May 22, 2012 to Mar 24, 2024
Corporate clients · unset to 0.0
May 22, 2012 to Mar 24, 2024
HNW clients · unset to 41.0
May 22, 2012 to Mar 24, 2024
Individual clients · unset to 37.0
May 22, 2012 to Mar 24, 2024
Pension plan clients · unset to 0.0
May 22, 2012 to Mar 24, 2024
Pooled vehicle clients · unset to 0.0
May 22, 2012 to Mar 24, 2024
Employees · unset to 3.0
May 22, 2012 to Mar 24, 2024
Financial planning clients · 26-50 to 51-100
May 22, 2012 to Mar 24, 2024
State-registered IARs · 0 to 3
May 22, 2012 to Mar 24, 2024
Other offices · unset to 0.0
May 22, 2012 to Mar 24, 2024
Discretionary RAUM · $42.7M to $100M
May 22, 2012 to Mar 24, 2024
HNW RAUM · unset to 77567845.0
May 22, 2012 to Mar 24, 2024
Individual RAUM · unset to 23043495.0
May 22, 2012 to Mar 24, 2024
Non-discretionary RAUM · $913,348 to $429,320
May 22, 2012 to Mar 24, 2024
Pooled vehicle RAUM · unset to 0.0
May 22, 2012 to Mar 24, 2024
RAUM · $43.6M to $101M
May 22, 2012 to Mar 24, 2024
Related insurance company · true to false
May 22, 2012 to Mar 24, 2024

Signals

3 dated events

F•••••••• D•••••••• filed its initial SEC registration (Form ADV)
Mar 24, 2024 · First SEC registration · fact
Hendrickson Kyle Flynn (President) no longer on Schedule A of F•••••••• D•••••••• (listed 2012-05-22, absent 2024-03-24)
Mar 24, 2024 · Control person left · inference
Dimitrova Galina Courson (President) appeared on Schedule A of F•••••••• D••••••••
Mar 24, 2024 · Control person joined · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 404-816-0160reportedpublished by the firm, firm site, Sep 17, 2026
Business phone: 404-816-6765reportedpublished by the firm, firm site, Sep 17, 2026
Website: FINANCIALD••••••••.NETreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 404-816-0160reportedpublic record, Form ADV, Mar 13, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $39.4Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026