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Advisor at CAPITAL ANALYSTS
Royal Oak, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL ANALYSTS | Bd affiliated wealth | Aug 9, 2024 | n/a | yes | Royal Oak, MI | Current employment |
| LINCOLN INVESTMENT | Independent wealth | Jun 6, 2017 | n/a | yes | Royal Oak, MI | Current employment |
| LEGEND ADVISORY, LLC | Former SEC adviser | Jun 11, 2013 | Oct 4, 2019 | no | BERKLEY, MI|PALM BEACH GARDENS, FL|ROYAL OAK, MI | Previous registration |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 19, 2011 | Jun 18, 2013 | no | PEABODY, MA|PEABODY, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LEGEND ADVISORY, LLC | LINCOLN INVESTMENT | Oct 4, 2019 | Jun 6, 2017 | -850 | Bulk transfer | Other |
| OSAIC WEALTH, INC. | LEGEND ADVISORY, LLC | Jun 18, 2013 | Jun 11, 2013 | -7 | Firm change | Other |