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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

HUNTINGTON STEELE LLC

CRD 126615

OAKS, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f9df5971-b521-685c-55e0-e536e16aeacc

Data as of Sep 23, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Mar 26, 2012 to Sep 23, 2019
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $765MItem 5.F on the latest filing (2019-09-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $647M
Private client RAUM: $617MderivedItem 5.D individuals plus high net worth individuals
Private client share: 81%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 188
Individual clients: 0
High net worth clients: 150
SEC number: 801-62040
CRD: 126615
Filings on the tape: 19
First filed: Mar 26, 2012
Latest filed: Sep 23, 2019
Organised: Limited Liability Company, Washington

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARTO, TIMOTHY, DEAN	Manager	Na	yes	04/2018	Apr 2, 2018	Sep 23, 2019
FARRELL, MICHAEL, SEAN	Manager	Na	yes	04/2018	Apr 2, 2018	Sep 23, 2019
HEILIG, KATHY, ANN	Manager	Na	yes	04/2018	Apr 2, 2018	Sep 23, 2019
HUNTINGTON, PATRICIA, ANNE	MANAGING DIRECTOR	Na	yes	05/2003	Mar 26, 2012	Sep 23, 2019
MCGONIGLE, DENNIS JAMES	Manager	Na	yes	04/2018	Apr 2, 2018	Sep 23, 2019
MUNCH, JOHN, CHARLES	Manager	Na	yes	04/2018	Apr 2, 2018	Sep 23, 2019
STEELE, JENNIFER, JEAN	Manager	Na	yes	05/2003	Mar 26, 2012	Sep 23, 2019
CAMPISI, JENNIFER, HICKMAN	CHIEF COMPLIANCE OFFICER	Na	no	08/2019	Sep 23, 2019	Sep 23, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SEI INVESTMENTS MANAGEMENT CORP	n/a	Mixed wealth	$216B	Y	yes	n/a
LSV ASSET MANAGEMENT	n/a	Other adviser	$104B	N	yes	n/a
SEI FUNDS, INC.	n/a	n/a	n/a	N	yes	n/a
SEI GLOBAL NOMINEE	n/a	n/a	n/a	N	yes	n/a
SEI GLOBAL SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a
SEI INSTITUTIONAL TRANSFER AGENT, INC.	n/a	n/a	n/a	N	yes	n/a
SEI INVESTMENT STRATEGIES LLC	n/a	n/a	n/a	N	yes	n/a
SEI INVESTMENTS (ASIA) LIMITED	n/a	n/a	n/a	N	yes	n/a
SEI INVESTMENTS (EUROPE) LTD.	n/a	n/a	n/a	N	yes	n/a
SEI INVESTMENTS (SOUTH AFRICA) LIMITED	n/a	n/a	n/a	N	yes	n/a
SEI INVESTMENTS CANADA COMPANY	n/a	n/a	n/a	N	yes	n/a
SEI INVESTMENTS DEPOSITORY & CUSTODIAL SERVICES (IRELAND) LTD.	n/a	n/a	n/a	N	yes	n/a
SEI INVESTMENTS DISTRIBUTION CO.	n/a	n/a	n/a	N	yes	n/a
SEI INVESTMENTS GLOBAL FUNDS SERVICES	n/a	n/a	n/a	N	yes	n/a
SEI INVESTMENTS GLOBAL LTD	n/a	n/a	n/a	N	yes	n/a
SEI INVESTMENTS GUERNSEY LIMITED	n/a	n/a	n/a	N	yes	n/a
SEI INVESTMENTS-GLOBAL LIMITED	n/a	n/a	n/a	N	yes	n/a
SEI PRIVATE TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a
SEI TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Seattle	Wa	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 29, 2019	$765M	$647M	5	2	1	n/a	n/a
2017	Mar 27, 2018	$848M	$848M	5	2	0	n/a	n/a
2016	Mar 15, 2017	$738M	$738M	6	2	n/a	n/a	n/a
2015	Mar 15, 2016	$671M	$671M	6	2	n/a	n/a	n/a
2014	Mar 11, 2015	$666M	$666M	6	2	n/a	n/a	n/a
2013	Mar 18, 2014	$621M	$621M	6	2	n/a	n/a	n/a
2012	Mar 18, 2013	$523M	$523M	6	2	n/a	n/a	n/a
2011	Mar 26, 2012	$439M	$439M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$765M	$848M	-9.8%	$671M	4.5%	5	5	1	0

Relationships

Affiliated with (2)

→ SEI INVESTMENTS MANAGEMENT CORPRegistered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ LSV ASSET MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV

Controls (7)

← FARRELL, MICHAEL, SEANOwnerMANAGER, ownership code NA, individual
Apr 2, 2018 to presentfactForm ADV
← HUNTINGTON, PATRICIA, ANNEOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 26, 2012 to presentfactForm ADV
← STEELE, JENNIFER, JEANOwnerMANAGER, ownership code NA, individual
Mar 26, 2012 to presentfactForm ADV
← MUNCH, JOHN, CHARLESOwnerMANAGER, ownership code NA, individual
Apr 2, 2018 to presentfactForm ADV
← BARTO, TIMOTHY, DEANOwnerMANAGER, ownership code NA, individual
Apr 2, 2018 to presentfactForm ADV
← HEILIG, KATHY, ANNOwnerMANAGER, ownership code NA, individual
Apr 2, 2018 to presentfactForm ADV
← MCGONIGLE, DENNIS JAMESOwnerMANAGER, ownership code NA, individual
Apr 2, 2018 to presentfactForm ADV

Owns (1)

← CAMPISI, JENNIFER, HICKMANOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 23, 2019 to presentfactForm ADV

Registered with (1)

← JENNIFER JEAN STEELEAdvisorregistration: previous registration
May 9, 2003 to Dec 31, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f9df5971-b521-685c-55e0-e536e16aeacc
First observed: Mar 26, 2012
Last observed: Sep 23, 2019 85 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HUNTINGTON STEELE LLC

CRD 126615

OAKS, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f9df5971-b521-685c-55e0-e536e16aeacc

Data as of Sep 23, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:31 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARTO, TIMOTHY, DEAN

Manager

yes

04/2018

Apr 2, 2018

Sep 23, 2019

FARRELL, MICHAEL, SEAN

Manager

yes

04/2018

Apr 2, 2018

Sep 23, 2019

HEILIG, KATHY, ANN

Manager

yes

04/2018

Apr 2, 2018

Sep 23, 2019

HUNTINGTON, PATRICIA, ANNE

MANAGING DIRECTOR

yes

05/2003

Mar 26, 2012

Sep 23, 2019

MCGONIGLE, DENNIS JAMES

Manager

yes

04/2018

Apr 2, 2018

Sep 23, 2019

MUNCH, JOHN, CHARLES

Manager

yes

04/2018

Apr 2, 2018

Sep 23, 2019

STEELE, JENNIFER, JEAN

Manager

yes

05/2003

Mar 26, 2012

Sep 23, 2019

CAMPISI, JENNIFER, HICKMAN

CHIEF COMPLIANCE OFFICER

08/2019

Sep 23, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SEI INVESTMENTS MANAGEMENT CORP

n/a

Mixed wealth

$216B

yes

n/a

LSV ASSET MANAGEMENT

n/a

Other adviser

$104B

yes

n/a

SEI FUNDS, INC.

n/a

yes

n/a

SEI GLOBAL NOMINEE

n/a

yes

n/a

SEI GLOBAL SERVICES, INC.

n/a

yes

n/a

SEI INSTITUTIONAL TRANSFER AGENT, INC.

n/a

yes

n/a

SEI INVESTMENT STRATEGIES LLC

n/a

yes

n/a

SEI INVESTMENTS (ASIA) LIMITED

n/a

yes

n/a

SEI INVESTMENTS (EUROPE) LTD.

n/a

yes

n/a

SEI INVESTMENTS (SOUTH AFRICA) LIMITED

n/a

yes

n/a

SEI INVESTMENTS CANADA COMPANY

n/a

yes

n/a

SEI INVESTMENTS DEPOSITORY & CUSTODIAL SERVICES (IRELAND) LTD.

n/a

yes

n/a

SEI INVESTMENTS DISTRIBUTION CO.

n/a

yes

n/a

SEI INVESTMENTS GLOBAL FUNDS SERVICES

n/a

yes

n/a

SEI INVESTMENTS GLOBAL LTD

n/a

yes

n/a

SEI INVESTMENTS GUERNSEY LIMITED

n/a

yes

n/a

SEI INVESTMENTS-GLOBAL LIMITED

n/a

yes

n/a

SEI PRIVATE TRUST COMPANY

n/a

yes

n/a

SEI TRUST COMPANY

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Seattle

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 29, 2019

$765M

$647M

n/a

2017

Mar 27, 2018

$848M

n/a

2016

Mar 15, 2017

$738M

n/a

2015

Mar 15, 2016

$671M

n/a

2014

Mar 11, 2015

$666M

n/a

2013

Mar 18, 2014

$621M

n/a

2012

Mar 18, 2013

$523M

n/a

2011

Mar 26, 2012

$439M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$765M

$848M

-9.8%

$671M

4.5%