DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Huntington Steele LLC

Former SEC-registered adviserOaks, PennsylvaniaCRD 126615SEC 801-62040IAPD
Latest filing Sep 23, 2019
First filing on the tape Mar 26, 2012 · 19 filings
RAUM
$765M
reported, Item 5.F
Discretionary
85%
of RAUM
Private clients
81%
$617M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$765M as of Mar 29, 2019
Mar 26, 2012$439M then
HNW client RAUM$617M as of Mar 29, 2019
Mar 27, 2018$845M then
State-registered IARs (5.B.3)2 as of Mar 29, 2019
Mar 26, 20120 then
Employees (5.A)5 as of Mar 29, 2019
Mar 18, 20136 then
Private funds: no history
RAUM -9.8% over the last fiscal year+4.5% a year over threeIARs 2 to 2offices 0 to 1
Practice profile
derived from the filing of Sep 23, 2019; every figure names its basis
RAUM per advisor
$383MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
75derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.1MderivedHNW RAUM over HNW clients
Average account
$4.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
85%derivedof RAUM
Institutional
15%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.5derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
-9.8%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+90%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$617M81%
  • Charitable organizations$111M15%
  • Corporations and businesses$36.6M4.8%
Individual clients
0reported
HNW clients
150reported
Pension plan clients
0reported
Charitable clients
1reported
Accounts
188reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Dean Timothy Barto · Managercontrol
    since 04/2018 · owns less than 5%
  • Sean Michael Farrell · Managercontrol
    since 04/2018 · owns less than 5%
  • Ann Kathy Heilig · Managercontrol
    since 04/2018 · owns less than 5%
  • Anne Patricia Huntington · Managing Directorcontrol
    since 05/2003 · owns less than 5%
  • Dennis James Mcgonigle · Managercontrol
    since 04/2018 · owns less than 5%
  • Charles John Munch · Managercontrol
    since 04/2018 · owns less than 5%
  • Jean Jennifer Steele · Managercontrol
    since 05/2003 · owns less than 5%
  • Hickman Jennifer Campisi · Chief Compliance Officer
    since 08/2019 · owns less than 5%
Related persons
Schedule D 7.A
  • Lsv Asset Management
    investment advisernRAUM $104B
  • Sei Funds, Inc.
    pooled vehicle sponsorn
  • Sei Global Nominee
    n
  • Sei Global Services, Inc.
    insurancen
  • Sei Institutional Transfer Agent, Inc.
    insurancen
  • Sei Investment Strategies LLC
    pooled vehicle sponsorn
  • Sei Investments (Asia) Limited
    investment advisern
  • Sei Investments (Europe) Ltd.
    investment advisern
  • Sei Investments (South Africa) Limited
    broker-dealern
  • Sei Investments Canada Company
    investment advisern
  • Sei Investments Depository & Custodial Services (Ireland) Ltd.
    n
  • Sei Investments Distribution Co.
    broker-dealern
  • Sei Investments Global Funds Services
    insurancen
  • Sei Investments Global Ltd
    pooled vehicle sponsorn
  • Sei Investments Guernsey Limited
    investment advisern
  • Sei Investments Management Corp
    investment adviserbankpooled vehicle sponsoryRAUM $216B
  • Sei Investments-Global Limited
    pooled vehicle sponsorn
  • Sei Private Trust Company
    n
  • Sei Trust Company
    n
Offices
Schedule D 1.F, the 25 largest
  • Seattle, WA2 employees
What changed
consecutive filings, newest first
  • Accounts · 439 to 188
    Feb 12, 2019 to Mar 29, 2019
  • Charity clients · 0 to 1
    Feb 12, 2019 to Mar 29, 2019
  • Corporate clients · unset to 15.0
    Feb 12, 2019 to Mar 29, 2019
  • HNW clients · 73 to 150
    Feb 12, 2019 to Mar 29, 2019
  • Individual clients · 6 to 0
    Feb 12, 2019 to Mar 29, 2019
  • Discretionary RAUM · $848M to $647M
    Feb 12, 2019 to Mar 29, 2019
  • HNW RAUM · $845M to $617M
    Feb 12, 2019 to Mar 29, 2019
  • Individual RAUM · $2.8M to $0
    Feb 12, 2019 to Mar 29, 2019
  • Non-discretionary RAUM · $0 to $118M
    Feb 12, 2019 to Mar 29, 2019
  • RAUM · $848M to $765M
    Feb 12, 2019 to Mar 29, 2019
  • HQ city · SEATTLE to OAKS
    Mar 27, 2018 to Apr 2, 2018
  • HQ state · WA to PA
    Mar 27, 2018 to Apr 2, 2018
  • Other offices · 0 to 1
    Mar 27, 2018 to Apr 2, 2018
  • Related adviser · false to true
    Mar 27, 2018 to Apr 2, 2018
  • Related bank · false to true
    Mar 27, 2018 to Apr 2, 2018
  • Related broker-dealer · false to true
    Mar 27, 2018 to Apr 2, 2018
  • Related insurance company · false to true
    Mar 27, 2018 to Apr 2, 2018
  • Accounts · 435 to 439
    Mar 15, 2017 to Mar 27, 2018
  • Charity clients · unset to 0.0
    Mar 15, 2017 to Mar 27, 2018
  • HNW clients · unset to 73.0
    Mar 15, 2017 to Mar 27, 2018
  • Individual clients · unset to 6.0
    Mar 15, 2017 to Mar 27, 2018
  • Pension plan clients · unset to 0.0
    Mar 15, 2017 to Mar 27, 2018
  • Pooled vehicle clients · unset to 0.0
    Mar 15, 2017 to Mar 27, 2018
  • Employees · 6 to 5
    Mar 15, 2017 to Mar 27, 2018
  • Other offices · unset to 0.0
    Mar 15, 2017 to Mar 27, 2018
  • Discretionary RAUM · $738M to $848M
    Mar 15, 2017 to Mar 27, 2018
  • HNW RAUM · unset to 845261106.0
    Mar 15, 2017 to Mar 27, 2018
  • Individual RAUM · unset to 2812330.0
    Mar 15, 2017 to Mar 27, 2018
  • RAUM · $738M to $848M
    Mar 15, 2017 to Mar 27, 2018
  • Accounts · 410 to 435
    Mar 15, 2016 to Mar 15, 2017
  • Discretionary RAUM · $671M to $738M
    Mar 15, 2016 to Mar 15, 2017
  • RAUM · $671M to $738M
    Mar 15, 2016 to Mar 15, 2017
  • Accounts · 348 to 410
    Mar 11, 2015 to Mar 15, 2016
  • Discretionary RAUM · $666M to $671M
    Mar 11, 2015 to Mar 15, 2016
  • RAUM · $666M to $671M
    Mar 11, 2015 to Mar 15, 2016
  • Accounts · 323 to 348
    Mar 18, 2014 to Mar 11, 2015
  • Discretionary RAUM · $621M to $666M
    Mar 18, 2014 to Mar 11, 2015
  • RAUM · $621M to $666M
    Mar 18, 2014 to Mar 11, 2015
  • Accounts · 378 to 323
    Dec 11, 2013 to Mar 18, 2014
  • Discretionary RAUM · $609M to $621M
    Dec 11, 2013 to Mar 18, 2014
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026