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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

QUAD INVESTMENT MANAGEMENT CORP.

CRD 331606

SEOUL, YEONGDEUNGPO-GU

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f9e3a0c0-fb35-2fc8-e9b8-6dbbabd3429a

Data as of Mar 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: May 27, 2024 to Mar 12, 2026
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.35 institutional_share=0.61 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.6BItem 5.F on the latest filing (2026-03-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.6B
Private client RAUM: $5.4MderivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 45
Advisory employees: 24
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 75
High net worth clients: 3
SEC number: 801-134528
CRD: 331606
Filings on the tape: 5
First filed: May 27, 2024
Latest filed: Mar 12, 2026
Organised: Corporation
Website: quadim.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BYUN, HEEKU	CHIEF COMPLIANCE OFFICER	Na	yes	01/2018	Jul 18, 2024	Aug 28, 2024
HAN, SANGKYOON	CHIEF INVESTMENT OFFICER	A	yes	01/2015	May 27, 2024	Aug 28, 2024
HWANG, HOSUNG	CHIEF EXECUTIVE OFFICER	B	yes	02/2014	May 27, 2024	Aug 28, 2024
JONGHYUK, JUNG	CHIEF FINANCIAL OFFICER	Na	yes	05/2018	May 27, 2024	Aug 28, 2024
KIM, JUNGWOO	Shareholder	B	yes	08/2010	Jul 18, 2024	Aug 28, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 12, 2026	$2.6B	$2.6B	45	24	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.6B	n/a	n/a	n/a	n/a	45	n/a	0	n/a

Relationships

Controls (5)

← BYUN, HEEKUOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 18, 2024 to Aug 28, 2024factForm ADV
← KIM, JUNGWOOOwnerSHAREHOLDER, ownership code B, individual
Jul 18, 2024 to Aug 28, 2024factForm ADV
← HWANG, HOSUNGOwnerCHIEF EXECUTIVE OFFICER, ownership code B, individual
May 27, 2024 to Aug 28, 2024factForm ADV
← HAN, SANGKYOONOwnerCHIEF INVESTMENT OFFICER, ownership code A, individual
May 27, 2024 to Aug 28, 2024factForm ADV
← JONGHYUK, JUNGOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
May 27, 2024 to Aug 28, 2024factForm ADV

Dated events

Occurred
Nov 20, 2025
Regulatory AUM changed
Quad Investment Management Corp. reported RAUM $2.3B, up 128% from $998.4M (2024-08-28 to 2025-11-20)
Form ADVobserved 4 days ago
$1.3B
Occurred
Jul 18, 2024
Control person joined
Heeku Byun (Chief Compliance Officer) appeared on Schedule A of Quad Investment Management Corp.
Form ADVobserved 4 days ago
Occurred
Jul 18, 2024
Control person joined
Jungwoo Kim (Shareholder) appeared on Schedule A of Quad Investment Management Corp.
Form ADVobserved 4 days ago
Occurred
May 27, 2024
First Form ADV filing
Quad Investment Management Corp. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f9e3a0c0-fb35-2fc8-e9b8-6dbbabd3429a
First observed: May 27, 2024
Last observed: Mar 12, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

QUAD INVESTMENT MANAGEMENT CORP.

CRD 331606

SEOUL, YEONGDEUNGPO-GU

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f9e3a0c0-fb35-2fc8-e9b8-6dbbabd3429a

Data as of Mar 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:32 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BYUN, HEEKU

CHIEF COMPLIANCE OFFICER

yes

01/2018

Jul 18, 2024

Aug 28, 2024

HAN, SANGKYOON

CHIEF INVESTMENT OFFICER

yes

01/2015

May 27, 2024

Aug 28, 2024

HWANG, HOSUNG

CHIEF EXECUTIVE OFFICER

yes

02/2014

May 27, 2024

Aug 28, 2024

JONGHYUK, JUNG

CHIEF FINANCIAL OFFICER

yes

05/2018

May 27, 2024

Aug 28, 2024

KIM, JUNGWOO

Shareholder

yes

08/2010

Jul 18, 2024

Aug 28, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 12, 2026

$2.6B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.6B

n/a