DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
Q••• I••••••••• M••••••••• C••••
Latest filing Mar 12, 2026
First filing on the tape May 27, 2024 · 5 filings
SEC status approved since Nov 21, 2025
RAUM
$2.6B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
0.2%
$5.4M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
45
24 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$2.6B as of Mar 12, 2026
Nov 20, 2025$2.3B then
HNW client RAUM$5.4M as of Mar 12, 2026
Nov 20, 2025$10.0M then
State-registered IARs (5.B.3)0 as of Mar 12, 2026
Nov 20, 20250 then
Employees (5.A)45 as of Mar 12, 2026
Nov 20, 202546 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $35.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 61%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Sovereign wealth funds$1.6B61%
- Pooled investment vehicles$858M33%
- Corporations and businesses$97.5M3.7%
- Other investment advisers$62.4M2.4%
- High-net-worth individuals$5.4M0.2%
- Individual clients
- n/areported
- HNW clients
- 3reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 75reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.35 institutional_share=0.61 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••• H•••• · Chief Compliance Officercontrolsince 01/2018 · owns less than 5%
- H••• S•••••••• · Chief Investment Officercontrolsince 01/2015 · owns 5% to 10%
- H••••• H••••• · Chief Executive Officercontrolsince 02/2014 · owns 10% to 25%
- J•••••••• J••• · Chief Financial Officercontrolsince 05/2018 · owns less than 5%
- K••• J•••••• · Shareholdercontrolsince 08/2010 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 23 to 24Nov 20, 2025 to Mar 12, 2026
- Corporate clients · unset to 18.0Nov 20, 2025 to Mar 12, 2026
- HNW clients · 5 to 3Nov 20, 2025 to Mar 12, 2026
- Pooled vehicle clients · 37 to 36Nov 20, 2025 to Mar 12, 2026
- Employees · 46 to 45Nov 20, 2025 to Mar 12, 2026
- Discretionary RAUM · $2.2B to $2.6BNov 20, 2025 to Mar 12, 2026
- HNW RAUM · $10.0M to $5.4MNov 20, 2025 to Mar 12, 2026
- Non-discretionary RAUM · $28.5M to $62.4MNov 20, 2025 to Mar 12, 2026
- Pooled vehicle RAUM · $733M to $858MNov 20, 2025 to Mar 12, 2026
- RAUM · $2.3B to $2.6BNov 20, 2025 to Mar 12, 2026
- Accounts · 50 to 75Aug 28, 2024 to Nov 20, 2025
- Advisory employees · 28 to 23Aug 28, 2024 to Nov 20, 2025
- HNW clients · unset to 5.0Aug 28, 2024 to Nov 20, 2025
- Pooled vehicle clients · 34 to 37Aug 28, 2024 to Nov 20, 2025
- Employees · 45 to 46Aug 28, 2024 to Nov 20, 2025
- Financial planning clients · unset to Aug 28, 2024 to Nov 20, 2025
- HQ state · unset to Aug 28, 2024 to Nov 20, 2025
- Discretionary RAUM · $970M to $2.2BAug 28, 2024 to Nov 20, 2025
- HNW RAUM · $6.8M to $10.0MAug 28, 2024 to Nov 20, 2025
- Non-discretionary RAUM · $28.5M to $28.5MAug 28, 2024 to Nov 20, 2025
- Pooled vehicle RAUM · $391M to $733MAug 28, 2024 to Nov 20, 2025
- RAUM · $998M to $2.3BAug 28, 2024 to Nov 20, 2025
Signals
4 dated events
- Q••• I••••••••• M••••••••• C•••• reported RAUM $2.3B, up 128% from $998.4M (2024-08-28 to 2025-11-20)Nov 20, 2025 · RAUM change · derived
- Heeku Byun (Chief Compliance Officer) appeared on Schedule A of Q••• I••••••••• M••••••••• C••••Jul 18, 2024 · Control person joined · fact
- Jungwoo Kim (Shareholder) appeared on Schedule A of Q••• I••••••••• M••••••••• C••••Jul 18, 2024 · Control person joined · fact
- Q••• I••••••••• M••••••••• C•••• filed its initial SEC registration (Form ADV)May 27, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- q•••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +822 786 1830reportedpublic record, Form ADV, Mar 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026