DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at ALLWORTH FINANCIAL, L.P.
ROSEVILLE, CA | FOLSOM, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLWORTH FINANCIAL, L.P. | Bd affiliated wealth | Mar 30, 2005 | n/a | yes | ROSEVILLE, CA|FOLSOM, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 16, 2002 | Jan 6, 2005 | no | ROSEVILLE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | ALLWORTH FINANCIAL, L.P. | Jan 6, 2005 | Mar 30, 2005 | 83 | Firm change | Other |