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J•• R•••••• W••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

J•• R•••••• W••••••••

Advisor at S••••• O•• S••••••••• I•••

Greenwood, IN

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Search this name across graphsid dfx:ria:f9ebf4fe-a81b-57c8-a399-7d8ab7483077

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 31, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• O•• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 19, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• O•• S••••••••• I•••	Bd affiliated wealth	Sep 22, 2022	n/a	yes	Greenwood, IN	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Sep 18, 2020	Sep 26, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	S••••• O•• S••••••••• I•••	Sep 26, 2022	Sep 22, 2022	-4	Firm change	Ibd to ibd
S•• A•••••••• I•••	S••••••••• A•••••• A•••••••• I•••	Sep 18, 2020

Relationships

Registered with (5)

→ S••••• O•• S••••••••• I•••Registered adviserregistration: current employment
Sep 22, 2022 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 18, 2020 to Sep 26, 2022factForm ADV
→ S•• A•••••••• I•••Registered adviserregistration: previous registration
Dec 7, 2012 to Sep 18, 2020factForm ADV
→ C•••••••• F•••••••• G•••• A•••••••

Dated events

Occurred
Sep 26, 2022
Advisor changed firm
J•• R•••••• W•••••••• left S••••••••• A•••••• A•••••••• I••• for S••••• O•• S••••••••• I••• (registered 2022-09-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f9ebf4fe-a81b-57c8-a399-7d8ab7483077
First observed: Oct 31, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.