DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jon Raymond Winteregg
Feed of 09/14/2026
At current firm
3 y
since Sep 22, 2022
In the industry
41 y
since Jun 19, 1985 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Silver Oak Securities, Inc. BD affiliated currentsince Sep 22, 2022 · Greenwood, In
- Securities America Advisors, Inc. formerSep 18, 2020 to Sep 26, 2022 · Greenwood, In
- Ssn Advisory, Inc. formerDec 7, 2012 to Sep 18, 2020 · Greenwood, In
- Concourse Financial Group Advisors formerMay 7, 2008 to Dec 19, 2012 · Greenwood, In
- Langdon Shaw Associates, Inc. unclassifiedOct 31, 2002 to May 27, 2008 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- Securities America Advisors, Inc. to Silver Oak Securities, Inc.left Sep 26, 2022, registered Sep 22, 2022 (-4 days) · Affiliated broker-dealer or bank to another
- Ssn Advisory, Inc. to Securities America Advisors, Inc.left Sep 18, 2020, registered Sep 18, 2020 (0 days) · corporate re-registration, not a move
- Concourse Financial Group Advisors to Ssn Advisory, Inc.left Dec 19, 2012, registered Dec 7, 2012 (-12 days) · Other
- Langdon Shaw Associates, Inc. to Concourse Financial Group Advisorsleft May 27, 2008, registered May 7, 2008 (-20 days) · Other
Signals
- Jon Raymond Winteregg left Securities America Advisors, Inc. for Silver Oak Securities, Inc. (registered 2022-09-22)Sep 26, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address