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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

Lee Francis Hurney

Advisor at CITIZENS SECURITIES, INC.

JOHNSTON, RI | ARLINGTON, MA

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Search this name across graphsid dfx:ria:f9ee49ba-4921-76db-4bf8-7a31e8c797ff

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 10, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CITIZENS SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 22, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 4
Exams: S66|S65|S63
First exam: Jul 22, 1997
First registration: Mar 10, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 2916250

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Sep 21, 2022	n/a	yes	ARLINGTON, MA\|JOHNSTON, RI	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 29, 2017	Aug 30, 2018	no	SCOTTSDALE, AZ	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Jan 22, 2016	Nov 29, 2017	no	SCOTTSDALE, AZ\|LOS ANGELES, CA	Previous registration
INTEGRATED WEALTH MANAGEMENT, LLC	Former SEC adviser	Apr 7, 2015	Nov 16, 2015	no	SCOTTSDALE, AZ	Previous registration
AST INVESTMENT SERVICES, INC.	Asset manager	Mar 20, 2006	Dec 16, 2014	no	SHELTON, CT	Previous registration
AMERICAN SKANDIA ADVISORY SERVICES, INC.	n/a	Mar 10, 2003	Mar 25, 2004	no	SHELTON, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	CITIZENS SECURITIES, INC.	Aug 30, 2018	Sep 21, 2022	1,483	Firm change after gap	RIA to ibd
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	LPL FINANCIAL LLC	Nov 29, 2017	Nov 29, 2017	0	Firm change	Other
INTEGRATED WEALTH MANAGEMENT, LLC	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Nov 16, 2015	Jan 22, 2016	67	Firm change	Other
AST INVESTMENT SERVICES, INC.	INTEGRATED WEALTH MANAGEMENT, LLC	Dec 16, 2014	Apr 7, 2015	112	Firm change	Other
AMERICAN SKANDIA ADVISORY SERVICES, INC.	AST INVESTMENT SERVICES, INC.	Mar 25, 2004	Mar 20, 2006	725	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
29604:6413:CA:2017-11-29	Nov 29, 2017	Nov 29, 2017	LOS ANGELES, CA	Firm change

Relationships

Registered with (6)

→ CITIZENS SECURITIES, INC.Registered adviserregistration: current employment
Sep 21, 2022 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 29, 2017 to Aug 30, 2018factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Jan 22, 2016 to Nov 29, 2017factForm ADV
→ INTEGRATED WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 7, 2015 to Nov 16, 2015factForm ADV
→ AST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Mar 20, 2006 to Dec 16, 2014factForm ADV
→ AMERICAN SKANDIA ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Mar 10, 2003 to Mar 25, 2004factForm ADV

Dated events

No dated event names this entity yet.