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RIA / WealthAdvisorCertified Financial Planner31 years in industry

PAUL JAMES PITTMAN

Advisor at WEALTHPLAN INVESTMENT MANAGEMENT LLC

OMAHA, NE | Wilmington, NC

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Search this name across graphsid dfx:ria:f9f368af-e299-fca8-e67a-5b6d0a6dd361

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 8, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTHPLAN INVESTMENT MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 3, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Feb 3, 1995
First registration: Jul 8, 2002
Dual registered: no
IAPD individual key: 2570402

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTHPLAN INVESTMENT MANAGEMENT LLC	Independent wealth	Dec 18, 2024	n/a	yes	Wilmington, NC\|OMAHA, NE	Current employment
WEALTHPLAN PARTNERS	Independent wealth	Jul 15, 2020	Dec 16, 2024	no	OMAHA, NE\|Raleigh, NC\|Southport, NC	Previous registration
WEALTHPLAN PARTNERS	Former SEC adviser	Jul 2, 2015	Jul 10, 2020	no	RALEIGH, NC\|OMAHA, NE	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 21, 2003	Jul 1, 2015	no	RALEIGH, NC\|CARY, NC\|CARY, NC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 8, 2002	Mar 3, 2003	no	RALEIGH, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEALTHPLAN PARTNERS	WEALTHPLAN INVESTMENT MANAGEMENT LLC	Dec 16, 2024	Dec 18, 2024	2	Firm change	RIA to RIA
WEALTHPLAN PARTNERS	WEALTHPLAN PARTNERS	Jul 10, 2020	Jul 15, 2020	5	Bulk transfer	RIA to RIA
LPL FINANCIAL LLC	WEALTHPLAN PARTNERS	Jul 1, 2015	Jul 2, 2015	1	Firm change	Other
WELLS FARGO ADVISORS	LPL FINANCIAL LLC	Mar 3, 2003	Feb 21, 2003	-10	Firm change	Other

Relationships

Registered with (5)

→ WEALTHPLAN INVESTMENT MANAGEMENT LLCRegistered adviserregistration: current employment
Dec 18, 2024 to presentfactForm ADV
→ WEALTHPLAN PARTNERSRegistered adviserregistration: previous registration
Jul 15, 2020 to Dec 16, 2024factForm ADV
→ WEALTHPLAN PARTNERSRegistered adviserregistration: previous registration
Jul 2, 2015 to Jul 10, 2020factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 21, 2003 to Jul 1, 2015factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 8, 2002 to Mar 3, 2003factForm ADV

Dated events

Occurred
Dec 16, 2024
Advisor changed firm
Paul James Pittman left Wealthplan Partners for Wealthplan Investment Management Llc (registered 2024-12-18)
Form ADVobserved 5 days ago