DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P••• J•••• P••••••

W••••••••• I••••••••• M••••••••• L••independent RIAOmaha, Ne IA-onlyIAPD 2570402

Certified Financial Planner

Feed of 09/14/2026

At current firm

1 y

since Dec 18, 2024

In the industry

31 y

since Feb 3, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••••••• I••••••••• M••••••••• L•• independent RIA current
since Dec 18, 2024 · Wilmington, Nc
W••••••••• P••••••• independent RIA
Jul 15, 2020 to Dec 16, 2024 · Omaha, Ne
W••••••••• P••••••• former
Jul 2, 2015 to Jul 10, 2020 · Raleigh, Nc
L•• F•••••••• L•• BD affiliated
Feb 21, 2003 to Jul 1, 2015 · Raleigh, Nc
W•••• F•••• A••••••• wirehouse
Jul 8, 2002 to Mar 3, 2003 · Raleigh, Nc

Moves

a registration end followed by a registration begin elsewhere

W••••••••• P••••••• to W••••••••• I••••••••• M••••••••• L••
left Dec 16, 2024, registered Dec 18, 2024 (2 days) · RIA to RIA
W••••••••• P••••••• to W••••••••• P•••••••
left Jul 10, 2020, registered Jul 15, 2020 (5 days) · corporate re-registration, not a move
L•• F•••••••• L•• to W••••••••• P•••••••
left Jul 1, 2015, registered Jul 2, 2015 (1 days) · Other
W•••• F•••• A••••••• to L•• F•••••••• L••
left Mar 3, 2003, registered Feb 21, 2003 (-10 days) · Other

Signals

P••• J•••• P•••••• left W••••••••• P••••••• for W••••••••• I••••••••• M••••••••• L•• (registered 2024-12-18)
Dec 16, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address