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CRD 306301
NORTH LIBERTY, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| L•••• D••••• J•••• | President | E | yes | 07/2016 | Jan 27, 2022 | Sep 13, 2024 |
| S•••••• D••••• P•••••• | VICE PRESIDENT | Na | yes | 05/2023 | Jun 8, 2023 | Sep 13, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Feb 12, 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | n/a | 0 | 0 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $116M | $96.6M | 20.2% | n/a | n/a | 4 | 3 | 0 | 1 |
| CHIEF COMPLIANCE OFFICER |
| Na |
| no |
| 04/2024 |
| May 9, 2024 |
| Sep 13, 2024 |
| $116M |
| $116M |
| 4 |
| 2 |
| 0 |
| n/a |
| n/a |
| 2023 | Feb 28, 2024 | $96.6M | $96.6M | 3 | 3 | 1 | n/a | n/a |
| 2022 | Mar 20, 2023 | $95.0M | $95.0M | 2 | 2 | 1 | n/a | n/a |