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Advisor at ALLWORTH FINANCIAL, L.P.
FOLSOM, CA | WALTHAM, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLWORTH FINANCIAL, L.P. | Bd affiliated wealth | Dec 3, 2025 | n/a | yes | WALTHAM, MA|FOLSOM, CA | Current employment |
| FSA WEALTH MANAGEMENT, LLC | Former SEC adviser | Aug 14, 2017 | Dec 31, 2025 | no | NEEDHAM, MA | Previous registration |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Mar 30, 2007 | Aug 16, 2019 | no | SAN DIEGO, CA|WALTHAM, MA|SAN DIEGO, CA|Needham, MA|NEEDHAM, MA|Needham, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FSA WEALTH MANAGEMENT, LLC | ALLWORTH FINANCIAL, L.P. | Dec 31, 2025 | Dec 3, 2025 | -28 | Firm change | RIA to ibd |
| COMMONWEALTH FINANCIAL NETWORK | FSA WEALTH MANAGEMENT, LLC | Aug 16, 2019 | Aug 14, 2017 | -732 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 288525:111167:MA:2025-12-31 | Dec 31, 2025 | Dec 3, 2025 | NEEDHAM, MA | Firm change |
| 8032:288525:MA:2019-08-16 | Aug 16, 2019 | Aug 14, 2017 | NEEDHAM, MA | Firm change after gap |