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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

IVY EQUITIES II, LLC

CRD 159338

GREENWICH, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fa1f015b-a606-d006-025f-24d3c8255cbd

Data as of Mar 31, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 1
Observed: Nov 16, 2011 to Mar 31, 2021
14 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

IVY Equities II, LLC

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.2MItem 5.F on the latest filing (2021-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.2M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $2.2Mgross asset value as reported per fund; never fund size
SEC number: 801-72881
CRD: 159338
Filings on the tape: 14
First filed: Nov 16, 2011
Latest filed: Mar 31, 2021
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
IVY REALTY FUND IV, LP	Real Estate Fund	$201M	Mar 30, 2020	77	Mar 30, 2016	reported	n/a
IVY REALTY FUND III, LP	Real Estate Fund	$40.5M	Mar 30, 2020	55	Mar 28, 2013	reported	n/a
IVY REALTY FUND II, LP	Real Estate Fund	$2.7M	Mar 30, 2020	46	Mar 28, 2012	reported	021-118140
IVY HALO I, LLC	Hedge Fund	$2.2M	Mar 31, 2021	17	Mar 31, 2021	reported	021-1830613
IVY REALTY FUND I, LP	Real Estate Fund	$349,123	Mar 30, 2018	88	Mar 28, 2012	dropped	021-74263

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DITOMMASO, ANTHONY, PAUL	CO-CEO, ELECTED MANAGER AND MEMBER	C	yes	11/2007	Nov 16, 2011	Mar 31, 2021
NAFASH, RAYMOND, MARK	CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER	Na	yes	11/2007	Nov 16, 2011	Mar 31, 2021
WARREN, RUSSELL, FREDERICK	CO-CEO, ELECTED MANAGER, MEMBER	C	yes	11/2007	Nov 16, 2011	Mar 31, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
IVY EQUITIES, LLC	n/a	n/a	n/a	N	yes	n/a
IVY HALO I GP, LLC	n/a	n/a	n/a	N	yes	n/a
IVY REALTY INVESTMENT PARTNERS II, LLC	n/a	n/a	n/a	N	yes	n/a
IVY REALTY INVESTMENT PARTNERS III, LLC	n/a	n/a	n/a	N	yes	n/a
IVY REALTY INVESTMENT PARTNERS IV, LLC	n/a	n/a	n/a	N	yes	n/a
IVY REALTY SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a
IVY SPC GP III, LLC	n/a	n/a	n/a	N	yes	n/a
IVY SPC GP IV, LLC	n/a	n/a	n/a	N	yes	n/a
IVY SPC GP LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 31, 2021	$2.2M	$2.2M	5	5	0	1	$2.2M
2019	Mar 30, 2020	$245M	$245M	5	5	0	3	$245M
2018	Mar 23, 2019	$268M	$268M	5	5	0	3	$332M
2017	Mar 30, 2018	$333M	$333M	5	5	0	4	$333M
2016	Mar 24, 2017	$330M	$330M	5	5	n/a	4	$330M
2015	Mar 30, 2016	$373M	$373M	5	5	n/a	4	$373M
2014	Mar 30, 2015	$212M	$212M	5	5	n/a	3	$212M
2013	Mar 29, 2014	$173M	$173M	5	5	n/a	3	$173M
2012	Mar 28, 2013	$158M	$158M	6	6	n/a	3	$145M
2011	Mar 28, 2012	$100M	$100M	n/a	n/a	n/a	2	$100M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$2.2M	$245M	-99.1%	$333M	-81.1%	5	5	0	0

Relationships

Advises (5)

→ IVY HALO I, LLCPrivate fundHedge Fund, IA
Mar 31, 2021 to presentfactForm ADV
→ IVY REALTY FUND III, LPPrivate fundReal Estate Fund, IA
Mar 28, 2013 to presentfactForm ADV
→ IVY REALTY FUND IV, LPPrivate fundReal Estate Fund, IA
Mar 30, 2016 to presentfactForm ADV
→ IVY REALTY FUND II, LPPrivate fundReal Estate Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ IVY REALTY FUND I, LPPrivate fundReal Estate Fund, IA, no longer reported
Mar 28, 2012 to Mar 30, 2018factForm ADV

Controls (3)

← NAFASH, RAYMOND, MARKOwnerCHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER, ownership code NA, individual
Nov 16, 2011 to presentfactForm ADV
← WARREN, RUSSELL, FREDERICKOwnerCO-CEO, ELECTED MANAGER, MEMBER, ownership code C, individual
Nov 16, 2011 to presentfactForm ADV
← DITOMMASO, ANTHONY, PAULOwnerCO-CEO, ELECTED MANAGER AND MEMBER, ownership code C, individual
Nov 16, 2011 to presentfactForm ADV

Dated events

Occurred
Mar 31, 2021
Regulatory AUM changed
Ivy Equities Ii, Llc reported RAUM $2.2M, down 99% from $244.8M (2020-03-30 to 2021-03-31)
Form ADVobserved 6 days ago
$-243M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fa1f015b-a606-d006-025f-24d3c8255cbd
First observed: Nov 16, 2011
Last observed: Mar 31, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

IVY EQUITIES II, LLC

CRD 159338

GREENWICH, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fa1f015b-a606-d006-025f-24d3c8255cbd

Data as of Mar 31, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:21 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

IVY REALTY FUND IV, LP

Real Estate Fund

$201M

Mar 30, 2020

Mar 30, 2016

reported

n/a

IVY REALTY FUND III, LP

Real Estate Fund

$40.5M

Mar 30, 2020

Mar 28, 2013

reported

n/a

IVY REALTY FUND II, LP

Real Estate Fund

$2.7M

Mar 30, 2020

Mar 28, 2012

reported

021-118140

IVY HALO I, LLC

Hedge Fund

$2.2M

Mar 31, 2021

reported

021-1830613

IVY REALTY FUND I, LP

Real Estate Fund

$349,123

Mar 30, 2018

Mar 28, 2012

dropped

021-74263

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DITOMMASO, ANTHONY, PAUL

CO-CEO, ELECTED MANAGER AND MEMBER

yes

11/2007

Nov 16, 2011

Mar 31, 2021

NAFASH, RAYMOND, MARK

CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER

yes

11/2007

Nov 16, 2011

Mar 31, 2021

WARREN, RUSSELL, FREDERICK

CO-CEO, ELECTED MANAGER, MEMBER

yes

11/2007

Nov 16, 2011

Mar 31, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

IVY EQUITIES, LLC

n/a

yes

n/a

IVY HALO I GP, LLC

n/a

yes

n/a

IVY REALTY INVESTMENT PARTNERS II, LLC

n/a

yes

n/a

IVY REALTY INVESTMENT PARTNERS III, LLC

n/a

yes

n/a

IVY REALTY INVESTMENT PARTNERS IV, LLC

n/a

yes

n/a

IVY REALTY SERVICES, LLC

n/a

yes

n/a

IVY SPC GP III, LLC

n/a

yes

n/a

IVY SPC GP IV, LLC

n/a

yes

n/a

IVY SPC GP LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 31, 2021

$2.2M

2019

Mar 30, 2020

$245M

2018

Mar 23, 2019

$268M

$332M

2017

Mar 30, 2018

$333M

2016

Mar 24, 2017

$330M

n/a

$330M

2015

Mar 30, 2016

$373M

n/a

$373M

2014

Mar 30, 2015

$212M

n/a

$212M

2013

Mar 29, 2014

$173M

n/a

$173M

2012

Mar 28, 2013

$158M

n/a

$145M

2011

Mar 28, 2012

$100M

n/a

$100M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$2.2M

$245M

-99.1%

$333M

-81.1%