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Former SEC-registered adviser

I•• E••••••• I•• L••

Former SEC-registered adviserGreenwich, ConnecticutCRD 159338SEC 801-72881IAPD

Latest filing Mar 31, 2021

First filing on the tape Nov 16, 2011 · 14 filings

RAUM

$2.2M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

5 advisory (5.B.1)

Offices

beyond the principal office

Private funds

$2.2M gross assets

History

14 filings and snapshots on the tape

RAUM$2.2M as of Mar 31, 2021

Mar 28, 2012$100M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 31, 2021

Mar 28, 20120 then

Employees (5.A)5 as of Mar 31, 2021

Mar 28, 20136 then

Private funds1 as of Mar 31, 2021

Mar 28, 20122 then

RAUM -99% over the last fiscal year-81% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 31, 2021; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $2.2MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: -99%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehicles, otherreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$2.2M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 1reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

5 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
I•• R••••• F••• I•• L•	Real Estate Fund	$201M	77	Mar 30, 2016
I•• R••••• F••• I••• L•	Real Estate Fund	$40.5M	55	Mar 28, 2013
I•• R••••• F••• I•• L•	Real Estate Fund	$2.7M	46	Mar 28, 2012
I•• H••• I• L••	Hedge Fund	$2.2M	17	Mar 31, 2021
I•• R••••• F••• I• L•no longer reported	Real Estate Fund	$349,123	88	Mar 28, 2012

Owners and control persons

Schedule A and B, latest filing

D••••••••• A••••••• P••• · Co-Ceo, Elected Manager And Membercontrol
since 11/2007 · owns 25% to 50%
N•••••• R••••••• M••• · Chief Compliance Officer And Chief Financial Officercontrol
since 11/2007 · owns less than 5%
W•••••• R••••••• F•••••••• · Co-Ceo, Elected Manager, Membercontrol
since 11/2007 · owns 25% to 50%

Related persons

Schedule D 7.A

I•• E•••••••• L••
pooled vehicle sponsorn
I•• H••• I• G•• L••
pooled vehicle sponsorn
I•• R••••• I••••••••• P••••••• I•• L••
pooled vehicle sponsorn
I•• R••••• I••••••••• P••••••• I••• L••
pooled vehicle sponsorn
I•• R••••• I••••••••• P••••••• I•• L••
pooled vehicle sponsorn
I•• R••••• S•••••••• L••
pooled vehicle sponsorn
I•• S•• G• I••• L••
investment adviserpooled vehicle sponsorn
I•• S•• G• I•• L••
investment adviserpooled vehicle sponsorn
I•• S•• G• L••
investment adviserpooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 3 to 1
Mar 30, 2020 to Mar 31, 2021
Pooled vehicle clients · 3 to 1
Mar 30, 2020 to Mar 31, 2021
Private funds · 3 to 1
Mar 30, 2020 to Mar 31, 2021
Discretionary RAUM · $245M to $2.2M
Mar 30, 2020 to Mar 31, 2021
Pooled vehicle RAUM · $245M to $2.2M
Mar 30, 2020 to Mar 31, 2021
RAUM · $245M to $2.2M
Mar 30, 2020 to Mar 31, 2021
Discretionary RAUM · $268M to $245M
Mar 23, 2019 to Mar 30, 2020
Pooled vehicle RAUM · $268M to $245M
Mar 23, 2019 to Mar 30, 2020
RAUM · $268M to $245M
Mar 23, 2019 to Mar 30, 2020
Accounts · 4 to 3
Mar 30, 2018 to Mar 23, 2019
Pooled vehicle clients · 4 to 3
Mar 30, 2018 to Mar 23, 2019
Private funds · 4 to 3
Mar 30, 2018 to Mar 23, 2019
Discretionary RAUM · $333M to $268M
Mar 30, 2018 to Mar 23, 2019
Pooled vehicle RAUM · $333M to $268M
Mar 30, 2018 to Mar 23, 2019
RAUM · $333M to $268M
Mar 30, 2018 to Mar 23, 2019
Pooled vehicle clients · unset to 4.0
Mar 24, 2017 to Mar 30, 2018
Other offices · unset to 0.0
Mar 24, 2017 to Mar 30, 2018
Discretionary RAUM · $330M to $333M
Mar 24, 2017 to Mar 30, 2018
Pooled vehicle RAUM · unset to 332553285.0
Mar 24, 2017 to Mar 30, 2018
RAUM · $330M to $333M
Mar 24, 2017 to Mar 30, 2018
Discretionary RAUM · $373M to $330M
Mar 30, 2016 to Mar 24, 2017
RAUM · $373M to $330M
Mar 30, 2016 to Mar 24, 2017
Accounts · 3 to 4
Jan 5, 2016 to Mar 30, 2016
Assets in custody · 212296677.0 to unset
Jan 5, 2016 to Mar 30, 2016
Custody of client assets · true to false
Jan 5, 2016 to Mar 30, 2016
Private funds · 3 to 4
Jan 5, 2016 to Mar 30, 2016
Discretionary RAUM · $212M to $373M
Jan 5, 2016 to Mar 30, 2016
RAUM · $212M to $373M
Jan 5, 2016 to Mar 30, 2016
Related adviser · false to true
Mar 30, 2015 to Apr 24, 2015
Assets in custody · $173M to $212M
Apr 25, 2014 to Mar 30, 2015
Discretionary RAUM · $173M to $212M
Apr 25, 2014 to Mar 30, 2015
RAUM · $173M to $212M
Apr 25, 2014 to Mar 30, 2015
Advisory employees · 6 to 5
Mar 28, 2013 to Mar 29, 2014
Assets in custody · $158M to $173M
Mar 28, 2013 to Mar 29, 2014
Employees · 6 to 5
Mar 28, 2013 to Mar 29, 2014
Discretionary RAUM · $158M to $173M
Mar 28, 2013 to Mar 29, 2014
RAUM · $158M to $173M
Mar 28, 2013 to Mar 29, 2014
Accounts · 2 to 3
Mar 28, 2012 to Mar 28, 2013
Advisory employees · unset to 6.0
Mar 28, 2012 to Mar 28, 2013
Assets in custody · $100M to $158M
Mar 28, 2012 to Mar 28, 2013

Signals

1 dated events

I•• E••••••• I•• L•• reported RAUM $2.2M, down 99% from $244.8M (2020-03-30 to 2021-03-31)
Mar 31, 2021 · RAUM change · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

I•• E••••••• I•• L•• is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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