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Advisor at LPL FINANCIAL LLC
FAIRPORT, NY | MANLIUS, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 29, 2023 | n/a | yes | FAIRPORT, NY|MANLIUS, NY | Current employment |
| OSAIC ADVISORY SERVICES, LLC | Bd affiliated wealth | Jan 4, 2022 | Dec 1, 2023 | no | ATLANTA, GA|Manlius, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC ADVISORY SERVICES, LLC | LPL FINANCIAL LLC | Dec 1, 2023 | Nov 29, 2023 | -2 | Firm change | Ibd to ibd |