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Reading the graph
Advisor at INDEPENDENT ADVISOR ALLIANCE, LLC
REDMOND, WA | IRVINE, CA | Irvine, CA | Redmond, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INDEPENDENT ADVISOR ALLIANCE, LLC | Independent wealth | Dec 16, 2024 | n/a | yes | Irvine, CA|Redmond, WA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 29, 2021 | n/a | yes | IRVINE, CA|REDMOND, WA | Current employment |
| PROVENCE WEALTH MANAGEMENT GROUP | Former SEC adviser | Dec 6, 2018 | Mar 28, 2025 | no | IRVINE, CA|Denver, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PROVENCE WEALTH MANAGEMENT GROUP | LPL FINANCIAL LLC | Mar 28, 2025 | Jul 29, 2021 | -1,338 | Firm change after gap | RIA to ibd |