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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

MARK CROSBY WARD

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Devon, PA | Fort Washington, PA

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Search this name across graphsid dfx:ria:fa33adb5-df7e-95cc-fade-0a47a8335ae7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 18, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 19, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Mar 19, 2001
First registration: Apr 18, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 4307488

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 4, 2020	n/a	yes	Fort Washington, PA\|Devon, PA	Current employment
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Apr 26, 2012	Sep 9, 2020	no	Radnor, PA\|BERWYN (Valley Forge), PA\|Radnor, PA\|West Chester, PA\|BERWYN (Valley Forge), PA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	May 2, 2012	no	West Conshohocken, PA\|WEST CONSHOHOCKEN, PA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Apr 18, 2008	Jun 1, 2009	no	WEST CONSHOHOCKEN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
JANNEY MONTGOMERY SCOTT LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Sep 9, 2020	Sep 4, 2020	-5	Firm change	Ibd to ibd
MORGAN STANLEY	JANNEY MONTGOMERY SCOTT LLC	May 2, 2012	Apr 26, 2012	-6	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Sep 4, 2020 to presentfactForm ADV
→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: previous registration
Apr 26, 2012 to Sep 9, 2020factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to May 2, 2012factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Apr 18, 2008 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.