DFX Intelligence

G•••••• F•••••••• G••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM under $100M

G•••••• F•••••••• G••••

G&G PLANNING CONCEPTS, INC., CRD 137440

JERICHO, NY

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Search this name across graphsid dfx:ria:fa4e7b1e-5b8a-7acb-77de-9eb161502205

Data as of Jun 11, 2024 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 5
On other graphs: 0
Observed: Jun 19, 2013 to Jun 11, 2024
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $50.1M••• Locked
Discretionary RAUM: $42.8M
Private client RAUM: $49.5Mderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••••• J•••••••• L••	PRESIDENT, MEMBER AND CHIEF COMPLIANCE OFFICER	E	yes	02/2006	Jun 19, 2013	Jun 11, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G•••••• • G•••••• C•• P•	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$50.1M	$53.0M	-5.5%	$63.7M	-7.7%	1	2	0	0

Relationships

Controls (1)

← G••••••• J•••••••• L••OwnerPRESIDENT, MEMBER AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jun 19, 2013 to presentfactForm ADV

Registered with (3)

← J••••••• L•• G••••••Advisorregistration: previous registration
Jul 9, 2021 to Jan 2, 2025factForm ADV
← M•••••• H••••• F•••••••••Advisorregistration: previous registration
Jul 10, 2021 to Nov 7, 2024factForm ADV
←

Dated events

Occurred
Feb 3, 2025
Left the SEC roster
••• Locked
Form ADVobserved 8 days ago
$50.1M
Occurred
Jan 2, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 7, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 18, 2022
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fa4e7b1e-5b8a-7acb-77de-9eb161502205
First observed: Jun 19, 2013
Last observed: Jun 11, 2024 27 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.