DFX Intelligence

J••••••• L•• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialist33 years in industry

J••••••• L•• G••••••

Advisor at N•••••• A•••••••

Boca Raton, FL | NEW ORLEANS, LA

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Search this name across graphsid dfx:ria:ca8ecb58-68c4-d6c7-1bca-448ac12248a9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 26, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	Aug 19, 2024	n/a	yes	Boca Raton, FL\|NEW ORLEANS, LA	Current employment
G•••••• F•••••••• G••••	Former SEC adviser	Jul 9, 2021	Jan 2, 2025	no	BOCA RATON, FL\|Delray Beach, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••••• F•••••••• G••••	N•••••• A•••••••	Jan 2, 2025	Aug 19, 2024	-136	Firm change after gap	RIA to ibd
A••••••• P••••••••• A•••••••• I••	G•••••• F•••••••• G••••	Oct 11, 2024	Jul 9, 2021

Relationships

Registered with (3)

→ N•••••• A•••••••Registered adviserregistration: current employment
Aug 19, 2024 to presentfactForm ADV
→ G•••••• F•••••••• G••••Registered adviserregistration: previous registration
Jul 9, 2021 to Jan 2, 2025factForm ADV
→ A••••••• P••••••••• A•••••••• I••Registered adviserregistration: previous registration
Nov 14, 2013 to Oct 11, 2024factForm ADV

Dated events

Occurred
Jan 2, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 11, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ca8ecb58-68c4-d6c7-1bca-448ac12248a9
First observed: Jan 26, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.