DFX Intelligence

J••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)29 years in industry

J••• D••••

Advisor at W•••• F•••• A•••••••

ROCHESTER, NY | GUILFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fa669d4c-dae3-33d5-f448-f7ccce8fab27

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 29, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 11, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Sep 24, 2012	n/a	yes	GUILFORD, CT\|ROCHESTER, NY	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Oct 28, 2004	Aug 31, 2012	no	WESTPORT, CT\|NEW HAVEN, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	W•••• F•••• A•••••••	Aug 31, 2012	Sep 24, 2012	24	Firm change	Wirehouse to wirehouse
S•••••••• C•••••• M••••••••• C•••••••••	U•• F•••••••• S••••••• I•••	Aug 10, 2004	Oct 28, 2004

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Sep 24, 2012 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Oct 28, 2004 to Aug 31, 2012factForm ADV
→ S•••••••• C•••••• M••••••••• C•••••••••Registered adviserregistration: previous registration
May 29, 2003 to Aug 10, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fa669d4c-dae3-33d5-f448-f7ccce8fab27
First observed: May 29, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.