DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• R•••• S•••••••• A•••••••
LUTZ, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• R•••• S•••••••• A••••••• | State registered | May 12, 2023 | n/a | yes | LUTZ, FL | Current employment |
| B• R•••• W••••• A•••••••• I••• | Bd affiliated wealth | Jun 10, 2015 | Mar 12, 2018 | no | RED BANK, NJ|EATONTOWN, NJ|Clearwater, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B• R•••• W••••• A•••••••• I••• | C••••• R•••• S•••••••• A••••••• | Mar 12, 2018 | May 12, 2023 | 1,887 | Firm change after gap | Ibd to state RIA |
| M••••• S•••••• | B• R•••• W••••• A•••••••• I••• | May 6, 2015 | Jun 10, 2015 |
| M••••• S•••••• | Wirehouse | Jan 3, 2013 | May 6, 2015 | no | Shrewsbury, NJ | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | May 2, 2008 | Jan 11, 2013 | no | RED BANK, NJ|N. TRURO, MA | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jul 3, 2000 | May 6, 2008 | no | RED BANK, NJ|NORTH TRURO, MA|RUMSON, NJ|RED BANK, NJ | Previous registration |
| 35 |
| Firm change |
| Other |
| U•• F•••••••• S••••••• I••• | M••••• S•••••• | Jan 11, 2013 | Jan 3, 2013 | -8 | Firm change | Wirehouse to wirehouse |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | U•• F•••••••• S••••••• I••• | May 6, 2008 | May 2, 2008 | -4 | Firm change | Wirehouse to wirehouse |