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Advisor at RETIREMENT WEALTH CENTER INC
THOUSAND OAKS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RETIREMENT WEALTH CENTER INC | State registered | Jul 19, 2017 | n/a | yes | THOUSAND OAKS, CA | Current employment |
| BERNZOTT CAPITAL ADVISORS | Independent wealth | Jan 7, 2015 | Oct 30, 2017 | no | CAMARILLO, CA | Previous registration |
| RETIREMENT WEALTH CENTER INC | n/a | Dec 3, 2010 | Dec 18, 2015 | no | THOUSAND OAKS, CA | Previous registration |
| FINANCIAL WEST GROUP | Former SEC adviser | Jan 23, 2009 | Nov 30, 2010 | no | WESTLAKE VILLAGE, CA|THOUSAND OAKS, CA|THOUSAND OAKS, CA|WESTLAKE VILLAGE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BERNZOTT CAPITAL ADVISORS | RETIREMENT WEALTH CENTER INC | Oct 30, 2017 | Jul 19, 2017 | -103 | Firm change after gap | Other |
| RETIREMENT WEALTH CENTER INC | BERNZOTT CAPITAL ADVISORS | Dec 18, 2015 | Jan 7, 2015 | -345 | Firm change after gap | Other |
| FINANCIAL WEST GROUP | RETIREMENT WEALTH CENTER INC | Nov 30, 2010 | Dec 3, 2010 | 3 | Firm change | Other |