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J•••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

J•••• A•••••••

Advisor at D•••••••• A••••••• S•••••••• L••

SOUTH JORDAN, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fa7b3570-2b31-9732-a72a-efcb9c4940cd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 29, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••••• W••••• M••••••••• L••	Independent wealth	Mar 27, 2024	n/a	yes	SOUTH JORDAN, UT	Current employment
D•••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Sep 15, 2023	n/a	yes	SOUTH JORDAN, UT

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• P••••••• A•• W•••••••• A•••••••	D•••••••• A••••••• S•••••••• L••	Jul 25, 2022	Sep 15, 2023	417	Firm change after gap	Ibd to ibd
M••••• S••••••	F••••••• P••••••• A•• W•••••••• A•••••••	Jun 23, 2021

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:288590:UT:2021-06-23	Jun 23, 2021	Aug 30, 2021	SOUTH JORDAN, UT	Firm change

Relationships

Registered with (4)

→ D•••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 27, 2024 to presentfactForm ADV
→ D•••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 15, 2023 to presentfactForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Aug 30, 2021 to Jul 25, 2022factForm ADV
→ M••••• S••••••

Dated events

Occurred
Jul 25, 2022
Advisor changed firm
J•••• A••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for D•••••••• A••••••• S•••••••• L•• (registered 2023-09-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fa7b3570-2b31-9732-a72a-efcb9c4940cd
First observed: Oct 29, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.