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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

Raymond John Sura

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

JACKSON, NJ | Manahawkin, NJ | Edison, NJ

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Search this name across graphsid dfx:ria:fa8ecca4-e243-3f5e-e28e-d5d87973ef78

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 3, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 22, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Apr 22, 2002
First registration: Jun 3, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4490908

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Mar 21, 2013	n/a	yes	Edison, NJ\|Manahawkin, NJ\|JACKSON, NJ	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 23, 2010	Mar 15, 2013	no	BAYVILLE, NJ\|BAYVILLE, NJ\|MORRISTOWN, NJ	Previous registration
TD WEALTH MANAGEMENT SERVICES INC.	n/a	Apr 17, 2006	Feb 17, 2010	no	TOMS RIVER, NJ	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 20, 2004	Apr 17, 2006	no	BRICK, NJ\|BRICK, NJ	Previous registration
QUICK & REILLY, INC.	n/a	Apr 8, 2003	Oct 20, 2004	no	BRICK, NJ	Previous registration
MORGAN STANLEY DW INC.	n/a	Jun 3, 2002	Apr 3, 2003	no	TOMS RIVER, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Mar 15, 2013	Mar 21, 2013	6	Firm change	Other
TD WEALTH MANAGEMENT SERVICES INC.	LPL FINANCIAL LLC	Feb 17, 2010	Feb 23, 2010	6	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	TD WEALTH MANAGEMENT SERVICES INC.	Apr 17, 2006	Apr 17, 2006	0	Firm change	Other
QUICK & REILLY, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 20, 2004	Oct 20, 2004	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	QUICK & REILLY, INC.	Apr 3, 2003	Apr 8, 2003	5	Firm change	Other

Relationships

Registered with (6)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Mar 21, 2013 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 23, 2010 to Mar 15, 2013factForm ADV
→ TD WEALTH MANAGEMENT SERVICES INC.Registered adviserregistration: previous registration
Apr 17, 2006 to Feb 17, 2010factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 20, 2004 to Apr 17, 2006factForm ADV
→ QUICK & REILLY, INC.Registered adviserregistration: previous registration
Apr 8, 2003 to Oct 20, 2004factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jun 3, 2002 to Apr 3, 2003factForm ADV

Dated events

No dated event names this entity yet.