RIA Intelligence

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
  since Mar 21, 2013 · Edison, Nj
• L•• F•••••••• L•• BD affiliated
  Feb 23, 2010 to Mar 15, 2013 · Bayville, Nj
• T• W••••• M••••••••• S••••••• I••• unclassified
  Apr 17, 2006 to Feb 17, 2010 · Toms River, Nj
• B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
  Oct 20, 2004 to Apr 17, 2006 · Brick, Nj
• Q•••• • R•••••• I••• unclassified
  Apr 8, 2003 to Oct 20, 2004 · Brick, Nj
• M••••• S•••••• D• I••• unclassified
  Jun 3, 2002 to Apr 3, 2003 · Toms River, Nj

• L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Mar 15, 2013, registered Mar 21, 2013 (6 days) · Other
• T• W••••• M••••••••• S••••••• I••• to L•• F•••••••• L••
  left Feb 17, 2010, registered Feb 23, 2010 (6 days) · Other
• B••• O• A•••••• I••••••••• S•••••••• I••• to T• W••••• M••••••••• S••••••• I•••
  left Apr 17, 2006, registered Apr 17, 2006 (0 days) · Other
• Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
  left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
• M••••• S•••••• D• I••• to Q•••• • R•••••• I•••
  left Apr 3, 2003, registered Apr 8, 2003 (5 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address