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Advisor at XML FINANCIAL GROUP
Fairfax, VA | BETHESDA, MD | Centreville, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| XML FINANCIAL GROUP | Independent wealth | Oct 1, 2016 | n/a | yes | BETHESDA, MD|Centreville, VA|Fairfax, VA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 30, 2014 | Oct 13, 2016 | no | VIENNA, VA|ROCKVILLE, MD|VIENNA, VA | Previous registration |
| FINIGAN FINANCIAL SERVICES, LLC | Former SEC adviser | Mar 11, 2013 | Jan 30, 2014 | no | VIENNA, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | XML FINANCIAL GROUP | Oct 13, 2016 | Oct 1, 2016 | -12 | Firm change | Other |
| FINIGAN FINANCIAL SERVICES, LLC | LPL FINANCIAL LLC | Jan 30, 2014 | Jan 30, 2014 | 0 | Firm change | Other |