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XML FINANCIAL, LLC, CRD 284987
BETHESDA, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ROBERT DAVID KANTOR | n/a | Bethany Beach, DE | Naples, FL | BETHESDA, MD | 9 | 35 | 2 | yes |
| BRETT SHANE BERNSTEIN | Certified Financial Planner | Bethany Beach, DE | Rockville, MD | University Park, FL | BETHESDA, MD | 9 | 27 | 2 | yes |
| KEVIN P PETERS | n/a | BETHESDA, MD | Kensington, MD | 9 | 25 | 1 | yes |
| Jason Elliot Klopman | Certified Financial Planner | BETHESDA, MD | 9 | 19 | 1 | no |
| NOORJAHAN ENAYAT | Certified Financial Planner | Fairfax, VA | BETHESDA, MD | Centreville, VA | 9 | 13 | 2 | no |
| JOHN ERIC WIGHTMAN | n/a | BETHESDA, MD | Sarasota, FL | 9 | 20 | 3 | yes |
| Michelle Perim Cooper | n/a | Potomac, MD | BETHESDA, MD | 8 | 28 | 1 | yes |
| STEVEN FARNHAM COLLINS | n/a | Owings Mill, MD | BETHESDA, MD | 7 | 25 | 3 | yes |
| BETH J LEVINE | n/a | Rockville, MD | BETHESDA, MD | 7 | 31 | 1 | yes |
| CURTIS JEFFREY CONGDON | Certified Financial Planner | Clifton, VA | BETHESDA, MD | Fairfax, VA | 7 | 21 | 1 | yes |
| LAUREN KATHRYN O'BRIEN | Certified Financial Planner | Alexandria, VA | BETHESDA, MD | 7 | 15 | 1 | yes |
| JOHN RICHARD MAY | Certified Financial Planner | BETHESDA, MD | Haymarket, VA | 7 | 46 | 1 | yes |
| DAVID B MARGULIES | n/a | St. Petersburg, FL | BETHESDA, MD | 7 | 39 | 4 | yes |
| JENNIFER LARA SZARO | n/a | Fairfax, VA | BETHESDA, MD | Burke, VA | 7 | 25 | 2 | yes |
| ALEXANDRA Kantarski | Certified Financial Planner | BETHESDA, MD | Fairfax, VA | 7 | 19 | 4 | yes |
| JOHN JAMES SCIUTO | n/a | BETHESDA, MD | Alexandria, VA | 7 | 11 | 1 | yes |
| SHARON LYNN ABBEY | n/a | BETHESDA, MD | Alma, CO | Breckenridge, CO | 6 | 23 | 1 | yes |
| Meredith Wade | n/a | Springdale, MD | Bethesda, MD | 5 | 22 | 7 | yes |
| JORDAN ROSS VANOORT | Certified Financial Planner|Chartered Financial Analyst | BETHESDA, MD | 5 | 19 | 2 | yes |
| STEPHEN ADAM CLAGETT | n/a | BETHESDA, MD | Monrovia, MD | 5 | 18 | 1 | yes |
| Radley L Ellenbogen | Certified Financial Planner | BETHESDA, MD | Washington, DC | 4 | 14 | n/a | no |
| MARK DALE SAMSON | n/a | Longport, NJ | Delray Beach, FL | Fort Washington, PA | 4 | 35 | 1 | yes |
| DOUGLAS CALLAN | Chartered Financial Analyst | Warington, PA | Fort Washingtion, PA | 4 | 17 | 2 | yes |
| JENNIFER BIXLER TELESCA | n/a | Villanova, PA | FORT WASHINGTON, PA | 4 | 27 | 4 | yes |
| SHARON MARIE CIRILLO | n/a | Boynton Beach, FL | 4 | 19 | 9 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BERNSTEIN, BRETT, SHANE | CHIEF EXECUTIVE OFFICER | Na | yes | 02/2019 | Jun 2, 2026 | Jun 2, 2026 |
| CONGDON, CURTIS, JEFFREY | President | Na | yes | 02/2019 | Jun 2, 2026 | Jun 2, 2026 |
| FOCUS OPERATING, LLC | Member | E | yes | 10/2016 | Jun 2, 2026 | Jun 2, 2026 |
| KANTOR, ROBERT, DAVID | CHIEF INVESTMENT OFFICER | Na | yes | 02/2019 | Jun 2, 2026 | Jun 2, 2026 |
| SAMSON, MARK, DALE | Principal | Na | yes | 02/2023 | Jun 2, 2026 | Jun 2, 2026 |
| CD&R FERDINAND CO-INVESTOR, L.P. | Partner | C | yes | 08/2023 | Sep 11, 2023 | Nov 22, 2024 |
| CD&R FERDINAND HOLDINGS, L.P. | Partner | D | yes | 08/2023 | Sep 11, 2023 | Nov 22, 2024 |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | Partner | D | yes | 08/2023 | Sep 11, 2023 | Nov 22, 2024 |
| FERDINAND FFP ACQUISITION, LLC | SHAREHOLDER, CLASS A COMMON STOCK | E | yes | 08/2023 | Sep 11, 2023 | Nov 22, 2024 |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | Member | E | yes | 08/2023 | Sep 11, 2023 | Nov 22, 2024 |
| FERDINAND FFP PARENT, INC. | Member | E | yes | 08/2023 | Sep 11, 2023 | Nov 22, 2024 |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | SHAREHOLDER, CLASS B COMMON STOCK | E | yes | 08/2023 | Sep 11, 2023 | Nov 22, 2024 |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | Shareholder | E | yes | 08/2023 | Sep 11, 2023 | Nov 22, 2024 |
| FOCUS FINANCIAL PARTNERS INC. | Member | E | yes | 07/2018 | Aug 23, 2018 | Nov 22, 2024 |
| FOCUS FINANCIAL PARTNERS, LLC | Member | E | yes | 01/2007 | Oct 1, 2016 | Nov 22, 2024 |
| Kantarski, ALEXANDRA | Member | Na | no | 02/2025 | Jun 2, 2026 | Jun 2, 2026 |
| Klopman, Jason, Elliot | Member | Na | no | 02/2025 | Jun 2, 2026 | Jun 2, 2026 |
| KULLEN, TODD | CHIEF OPERATING OFFICER | Na | no | 02/2019 | Jun 2, 2026 | Jun 2, 2026 |
| SZARO, JENNIFER, LARA | CHIEF COMPLIANCE OFFICER | Na | no | 02/2019 | Jun 2, 2026 | Jun 2, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| SENTINEL PENSION ADVISORS INC | n/a | Institutional manager | $12B | N | yes | n/a |
| XML SECURITIES, LLC | n/a | Former SEC adviser | $424M | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Fairfax | Va | United States | 6 | yes |
| FORT WASHINGTON | Pa | United States | 3 | yes |
| Breckenridge | Co | United States | 1 | yes |
| Alexandria | Va | United States | 1 | yes |
| n/a | n/a | n/a | 1 | yes |
| n/a | n/a | n/a | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $3.3B | $2.5B | 54 | 26 | 25 | n/a | n/a |
| 2024 | Mar 28, 2025 | $3.0B | $2.2B | 53 | 27 | 24 | n/a | n/a |
| 2023 | Mar 20, 2024 | $2.8B | $1.6B | 52 | 30 | 16 | n/a | n/a |
| 2022 | Mar 30, 2023 | $2.3B | $1.3B | 52 | 31 | 18 | n/a | n/a |
| 2021 | Mar 24, 2022 | $2.3B | $1.8B | 41 | 25 | 6 | n/a | n/a |
| 2020 | Mar 31, 2021 | $1.3B | $959M | 24 | 19 | 3 | n/a | n/a |
| 2019 | May 3, 2020 | $1.1B | $743M | 27 | 21 | 3 | n/a | n/a |
| 2018 | Mar 29, 2019 | $470M | $452M | 29 | 23 | 2 | n/a | n/a |
| 2017 | Mar 28, 2018 | $500M | $500M | 17 | 9 | 1 | n/a | n/a |
| 2016 | Mar 27, 2017 | $431M | $426M | 17 | 8 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 2 | -2 | 7.1% | 0 | 1 | 0 | 1 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $3.3B | $3.0B | 10.2% | $2.3B | 12.4% | 54 | 53 | 25 | 24 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | 3 | Jul 11, 2022 | Jul 5, 2022 | FORT WASHINGTON, PA | Team lift out | Wirehouse to RIA | 0.2% |
| WELLS FARGO ADVISORS | 5 | Aug 31, 2021 | Sep 1, 2021 | BETHESDA, MD | Team lift out | Wirehouse to RIA | 0.3% |
| LARA, MAY & ASSOCIATES, LLC | 3 | Feb 1, 2019 | Feb 4, 2019 | ROCKVILLE, MD | Firm absorbed | RIA to RIA | 100.0% |
| LPL FINANCIAL LLC | 5 | Oct 13, 2016 | Sep 14, 2017 | ROCKVILLE, MD | Team lift out | Other | 0.1% |