This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CAPITAL CLIENT GROUP, INC.

Current firm class

no raum reportedderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 1, 2006earliest registration or exam on IAPD

Years in industry

20derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S66

First exam

Apr 8, 2008

First registration

Apr 16, 2008

Dual registered

yes, broker-dealer

Other names

Susana Gonzalez|Maria Susana Gonzalez|Susana Rodriguez

IAPD individual key

5492354

• Occurred

  Sep 16, 2024
  Advisor changed firm

  Maria Susana Rodriguez left Usaa Investment Services Company for Capital Client Group, Inc. (registered 2025-12-26)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:fa9a2636-0c47-8a2c-8dc0-b3248dea5476

First observed

Apr 16, 2008

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.