DFX Intelligence

K•• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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K•• M••••••••• L••

Registered adviser · CRD 131097Asset managerSEC registeredRAUM 100m 1b· HOUSTON, TX

As of 2026-09-08 · this record's last observation

Relationships: 11
Dated events: 4
Observed: Dec 9, 2011 to Sep 8, 2026

As of 2026-09-08 · this record's last observation

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 26, 2026, 2:53 AM UTC and rebuilt at most every 15 minutes.

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderived••• Locked
Regulatory AUM: $228M••• Locked
Discretionary RAUM: $228M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
K•• P•••••••• L•	Hedge Fund	$258M	Sep 8, 2026	50	Mar 30, 2012	reported	021-141364
K•• M••••• A•••••••• F••• L•	Hedge Fund	$17.2M	Mar 29, 2018

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K•••••• K••••• A•••	PARTNER, COO, CFO	C	yes	07/1996	Dec 9, 2011	Mar 19, 2024
K•••••• K•••••• W••••••	MANAGING MEMBER, PRESIDENT	C	yes	07/1995	Dec 9, 2011	Mar 19, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
L••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$228M	$226M	0.8%	$222M	0.8%	7	6	0	0

Relationships

Advises (6)

→ K•• P•••••••• L•Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ K•• S•••••• S••••••••• 1• L•Private fundHedge Fund, IA
Sep 8, 2026 to presentfactForm ADV
→ K•• M••••• A•••••••• F••• L•Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Mar 29, 2018factForm ADV
→ K•• O••••••••• F•••• L•

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Order

Occurred
8 Sep 2026
Private fund first reported
••• Locked
Form ADV
$4.9M
Occurred
19 Mar 2024
Control person joined
••• Locked
Form ADV
Occurred
25 Mar 2019
Regulatory AUM changed
••• Locked
Form ADV
down $140M

Show 1 bookkeeping event

Occurred
Sep 8, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 9, 2011
Last observed: Sep 8, 2026 18 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 15 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 28, 2016	$529M	$529M	7	4	n/a	3	$545M
2014	Mar 26, 2015	$538M	$538M	8	5	n/a	3	$531M
2013	Mar 31, 2014	$529M	$529M	9	5	n/a	3	$526M
2012	Mar 25, 2013	$599M	$599M	9	5	n/a	3	$542M
2011	Mar 30, 2012	$154M	$154M	n/a	n/a	n/a	5	$154M