DFX Intelligence

L••• B••••••• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor39 years in industry

L••• B••••••• H••••••••

Advisor at G•••••• G•••• A•••••••• L••

STAMFORD, CT

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Search this name across graphsid dfx:ria:fa9e7e54-2c6a-379c-5756-01d74d583273

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 12, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• G•••• A•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jan 9, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••• G•••• A•••••••• L••	Mixed wealth	Feb 24, 2023	n/a	yes	STAMFORD, CT	Current employment
G•••••• G•••• A•••••••• L••	Mixed wealth	Apr 7, 2006	Dec 31, 2021	no	STAMFORD, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• S••••• S••••••••• •••• L••	G•••••• G•••• A•••••••• L••	Jul 15, 2003	Apr 7, 2006	997	Firm change after gap	Other
P••••••• L••	C••••• S••••• S••••••••• •••• L••	Jan 17, 2003	Jan 17, 2003

Relationships

Registered with (3)

→ G•••••• G•••• A•••••••• L••Registered adviserregistration: previous registration
Apr 7, 2006 to Dec 31, 2021factForm ADV
→ C••••• S••••• S••••••••• •••• L••Registered adviserregistration: previous registration
Jan 17, 2003 to Jul 15, 2003factForm ADV
→ P••••••• L••Registered adviserregistration: previous registration
Nov 12, 2002 to Jan 17, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fa9e7e54-2c6a-379c-5756-01d74d583273
First observed: Nov 12, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.