DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MORGAN STANLEY
Rochester, NY | Tuscaloosa, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Dec 17, 2015 | n/a | yes | Rochester, NY|Tuscaloosa, AL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 20, 2010 | Dec 7, 2015 | no | PITTSFORD, NY | Previous registration |
| CONVERGENT WEALTH ADVISORS, LLC | Former SEC adviser | Nov 26, 2009 | Aug 20, 2010 | no | ROCKVILLE, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Dec 7, 2015 | Dec 17, 2015 | 10 | Firm change | Wirehouse to wirehouse |
| CONVERGENT WEALTH ADVISORS, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 20, 2010 | Nov 20, 2010 | 92 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:149777:NY:2015-12-07 | Dec 7, 2015 | Dec 17, 2015 | PITTSFORD, NY | Firm change |