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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Breanne Nicole Polonia

Advisor at KESTRA PRIVATE WEALTH SERVICES, LLC

Dallas, TX | Plano, TX | AUSTIN, TX

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Search this name across graphsid dfx:ria:fa9ef24a-e848-f5c5-55e2-fb8377a1294f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 4
On other graphs: 0
Observed: Jul 17, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KESTRA PRIVATE WEALTH SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 22, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jun 22, 2007
First registration: Jul 17, 2007
Dual registered: yes, broker-dealer
Other names: BREEZY POLONIA|BREANNE NICOLE MORGAN|BREANNE POLONIA
IAPD individual key: 4417531

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KESTRA PRIVATE WEALTH SERVICES, LLC	Bd affiliated wealth	Oct 2, 2024	n/a	yes	Dallas, TX\|AUSTIN, TX\|Plano, TX	Current employment
DIVERSIFY WEALTH MANAGEMENT, LLC	Independent wealth	Mar 12, 2024	Sep 27, 2024	no	SOUTH JORDAN, UT\|DALLAS, TX	Previous registration
DIVERSIFY ADVISORY SERVICES, LLC	Bd affiliated wealth	Dec 7, 2023	Sep 27, 2024	no	SOUTH JORDAN, UT\|1045 Prosper, TX\|DALLAS, TX	Previous registration
DFPG INVESTMENTS, LLC	Former SEC adviser	Dec 1, 2022	Jan 2, 2024	no	SANDY, UT\|Prosper, TX	Previous registration
SUREVEST PRIVATE WEALTH	Former SEC adviser	Jan 16, 2020	Dec 12, 2022	no	San Diego, CA\|LOS ANGELES, CA\|Prosper, TX	Previous registration
SUREVEST WEALTH MANAGEMENT	Former SEC adviser	Sep 10, 2018	Feb 7, 2020	no	San Diego, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 30, 2013	Sep 11, 2018	no	SAN DIEGO, CA\|SOLANA BEACH, CA\|SAN DIEGO, CA\|SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration
EDWARD JONES	National bd RIA	Jul 17, 2007	Jan 31, 2013	no	DEL MAR, CA\|LAKE HAVASU CITY, AZ\|LAKE HAVASU CITY, AZ\|ST LOUIS, MO\|LAKE HAVASU CITY, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DIVERSIFY WEALTH MANAGEMENT, LLC	KESTRA PRIVATE WEALTH SERVICES, LLC	Sep 27, 2024	Oct 2, 2024	5	Firm change	RIA to ibd
DIVERSIFY ADVISORY SERVICES, LLC	DIVERSIFY WEALTH MANAGEMENT, LLC	Sep 27, 2024	Mar 12, 2024	-199	Firm change after gap	Ibd to RIA
DFPG INVESTMENTS, LLC	DIVERSIFY ADVISORY SERVICES, LLC	Jan 2, 2024	Dec 7, 2023	-26	Firm change	RIA to ibd
SUREVEST PRIVATE WEALTH	DFPG INVESTMENTS, LLC	Dec 12, 2022	Dec 1, 2022	-11	Firm change	RIA to RIA
SUREVEST WEALTH MANAGEMENT	SUREVEST PRIVATE WEALTH	Feb 7, 2020	Jan 16, 2020	-22	Firm change	RIA to RIA
WELLS FARGO ADVISORS	SUREVEST WEALTH MANAGEMENT	Sep 11, 2018	Sep 10, 2018	-1	Firm change	Wirehouse to RIA
EDWARD JONES	WELLS FARGO ADVISORS	Jan 31, 2013	Jan 30, 2013	-1	Firm change	Ibd to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
155576:326060:UT:2023-12-31	Jan 2, 2024	Dec 7, 2023	SANDY, UT	Firm change
122369:306872:CA:2020-02-07	Feb 7, 2020	Jan 16, 2020	SAN DIEGO, CA	Firm change

Relationships

Registered with (8)

→ KESTRA PRIVATE WEALTH SERVICES, LLCRegistered adviserregistration: current employment
Oct 2, 2024 to presentfactForm ADV
→ DIVERSIFY ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Dec 7, 2023 to Sep 27, 2024factForm ADV
→ DIVERSIFY WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 12, 2024 to Sep 27, 2024factForm ADV
→ DFPG INVESTMENTS, LLCRegistered adviserregistration: previous registration
Dec 1, 2022 to Jan 2, 2024factForm ADV
→ SUREVEST PRIVATE WEALTHRegistered adviserregistration: previous registration
Jan 16, 2020 to Dec 12, 2022factForm ADV
→ SUREVEST WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Sep 10, 2018 to Feb 7, 2020factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 30, 2013 to Sep 11, 2018factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jul 17, 2007 to Jan 31, 2013factForm ADV

Dated events

Occurred
Sep 27, 2024
Advisor changed firm
Breanne Nicole Polonia left Diversify Wealth Management, Llc for Kestra Private Wealth Services, Llc (registered 2024-10-02)
Form ADVobserved 4 days ago
Occurred
Sep 27, 2024
Advisor changed firm
Breanne Nicole Polonia left Diversify Advisory Services, Llc for Diversify Wealth Management, Llc (registered 2024-03-12)
Form ADVobserved 4 days ago
Occurred
Jan 2, 2024
Advisor changed firm
Breanne Nicole Polonia left Dfpg Investments, Llc for Diversify Advisory Services, Llc (registered 2023-12-07)
Form ADVobserved 4 days ago
Occurred
Dec 12, 2022
Advisor changed firm
Breanne Nicole Polonia left Surevest Private Wealth for Dfpg Investments, Llc (registered 2022-12-01)
Form ADVobserved 4 days ago