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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

12TH STREET ASSET MANAGEMENT

12TH STREET ASSET MANAGEMENT LLC, CRD 153528

NASHVILLE, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:faa7c020-e442-b19e-05fb-be52613e16b7

Data as of Feb 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Jul 24, 2012 to Feb 24, 2026
41 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.42 fund_share=0.1 institutional_share=0.48 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $622MItem 5.F on the latest filing (2026-02-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $622M
Private client RAUM: $263MderivedItem 5.D individuals plus high net worth individuals
Private client share: 42%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $155Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 522
High net worth clients: 517
Private funds: 1Schedule D 7.B(1)
Custody, client assets: $62.4M
SEC number: 801-76968
CIK: 1633703
CRD: 153528
Filings on the tape: 41
First filed: Jul 24, 2012
Latest filed: Feb 24, 2026
Organised: Limited Liability Company, DE
Website: 12thstreetasset.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHAEL GERARD OKEEFE	n/a	NASHVILLE, TN	13	39	1	no
DAVID ANDREW SHIPMAN	Chartered Financial Analyst	NASHVILLE, TN	9	32	n/a	no
MATTHEW TIMOTHY BUGARIN	Chartered Financial Analyst	NASHVILLE, TN	7	12	1	no
AMANDA NICOLE DREHER	n/a	NASHVILLE, TN	2	13	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
12TH STREET ASSET MANAGEMENT, LP	Hedge Fund	$53.4M	Mar 5, 2024	23	Jul 24, 2012	reported	021-153483

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
OKEEFE, MICHAEL, GERARD	CHIEF COMPLIANCE OFFICER/ CHIEF MANAGER & MEMBER	E	yes	07/2007	Jul 24, 2012	Mar 5, 2024
SHIPMAN, DAVID, ANDREW	Member	A	yes	03/2011	Jul 24, 2012	Mar 5, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 24, 2026	$622M	$622M	5	5	0	1	n/a
2024	Mar 12, 2025	$625M	$625M	4	4	0	1	n/a
2023	Mar 5, 2024	$546M	$546M	4	4	0	1	$53.4M
2022	Mar 17, 2023	$482M	$482M	4	3	0	1	$51.7M
2021	Mar 10, 2022	$546M	$546M	4	3	0	1	$54.8M
2020	Mar 3, 2021	$489M	$489M	4	3	0	1	$47.6M
2019	Feb 5, 2020	$442M	$442M	4	3	0	1	$47.6M
2018	Feb 12, 2019	$382M	$382M	4	3	0	1	$37.3M
2017	Mar 16, 2018	$491M	$491M	4	3	2	1	$42.3M
2016	Feb 22, 2017	$383M	$383M	3	2	n/a	1	$33.9M
2015	Mar 1, 2016	$267M	$267M	2	2	n/a	1	$27.2M
2014	Mar 24, 2015	$338M	$338M	2	2	n/a	1	$28.5M
2013	Feb 26, 2014	$306M	$306M	2	2	n/a	1	$21.9M
2012	Jan 16, 2013	$118M	$118M	2	2	n/a	1	$19.0M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$622M	$625M	-0.6%	$482M	8.9%	5	4	0	0

Relationships

Advises (1)

→ 12TH STREET ASSET MANAGEMENT, LPPrivate fundHedge Fund, IA
Jul 24, 2012 to presentfactForm ADV

Registered with (5)

← AMANDA NICOLE DREHERAdvisorregistration: current employment
Nov 22, 2023 to presentfactForm ADV
← MATTHEW TIMOTHY BUGARINAdvisorregistration: current employment
Jul 5, 2019 to presentfactForm ADV
← DAVID ANDREW SHIPMANAdvisorregistration: current employment
Feb 22, 2017 to presentfactForm ADV
← MICHAEL GERARD OKEEFEAdvisorregistration: current employment
Jan 28, 2013 to presentfactForm ADV
← TAVIS CHRISTIAN MCCOURTAdvisorregistration: previous registration
Apr 5, 2018 to Mar 22, 2019factForm ADV

Controls (2)

← OKEEFE, MICHAEL, GERARDOwnerCHIEF COMPLIANCE OFFICER/ CHIEF MANAGER & MEMBER, ownership code E, individual
Jul 24, 2012 to Mar 5, 2024factForm ADV
← SHIPMAN, DAVID, ANDREWOwnerMEMBER, ownership code A, individual
Jul 24, 2012 to Mar 5, 2024factForm ADV

Dated events

Occurred
Mar 16, 2018
Regulatory AUM changed
12Th Street Asset Management reported RAUM $490.9M, up 28% from $383.4M (2017-06-13 to 2018-03-16)
Form ADVobserved 6 days ago
$108M
Occurred
Jul 24, 2012
First Form ADV filing
12Th Street Asset Management filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:faa7c020-e442-b19e-05fb-be52613e16b7
First observed: Jul 24, 2012
Last observed: Feb 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

12TH STREET ASSET MANAGEMENT

12TH STREET ASSET MANAGEMENT LLC, CRD 153528

NASHVILLE, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:faa7c020-e442-b19e-05fb-be52613e16b7

Data as of Feb 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:20 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHAEL GERARD OKEEFE

n/a

NASHVILLE, TN

DAVID ANDREW SHIPMAN

Chartered Financial Analyst

NASHVILLE, TN

n/a

MATTHEW TIMOTHY BUGARIN

Chartered Financial Analyst

NASHVILLE, TN

AMANDA NICOLE DREHER

n/a

NASHVILLE, TN

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

12TH STREET ASSET MANAGEMENT, LP

Hedge Fund

$53.4M

Mar 5, 2024

Jul 24, 2012

reported

021-153483

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

OKEEFE, MICHAEL, GERARD

CHIEF COMPLIANCE OFFICER/ CHIEF MANAGER & MEMBER

yes

07/2007

Jul 24, 2012

Mar 5, 2024

SHIPMAN, DAVID, ANDREW

Member

yes

03/2011

Jul 24, 2012

Mar 5, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 24, 2026

$622M

n/a

2024

Mar 12, 2025

$625M

n/a

2023

Mar 5, 2024

$546M

$53.4M

2022

Mar 17, 2023

$482M

$51.7M

2021

Mar 10, 2022

$546M

$54.8M

2020

Mar 3, 2021

$489M

$47.6M

2019

Feb 5, 2020

$442M

$47.6M

2018

Feb 12, 2019

$382M

$37.3M

2017

Mar 16, 2018

$491M

$42.3M

2016

Feb 22, 2017

$383M

n/a

$33.9M

2015

Mar 1, 2016

$267M

n/a

$27.2M

2014

Mar 24, 2015

$338M

n/a

$28.5M

2013

Feb 26, 2014

$306M

n/a

$21.9M

2012

Jan 16, 2013

$118M

n/a

$19.0M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$622M

$625M

-0.6%

$482M

8.9%