DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
1••• S••••• A•••• M•••••••••
Wealth manager with institutional or fund businessNashville, TennesseeCRD 153528SEC 801-76968websiteIAPD
Legal name 1••• S••••• A•••• M••••••••• L••
Latest filing Feb 24, 2026
First filing on the tape Jul 24, 2012 · 41 filings
SEC status approved since Jul 31, 2012
RAUM
$622M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
42%
$263M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$155M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$622M as of Feb 24, 2026
Jan 16, 2013$118M then
HNW client RAUM$263M as of Feb 24, 2026
Mar 16, 2018$264M then
State-registered IARs (5.B.3)4 as of Feb 24, 2026
Jan 16, 20132 then
Employees (5.A)5 as of Feb 24, 2026
Jan 16, 20132 then
Private funds1 as of Feb 24, 2026
Jan 16, 20131 then
RAUM -0.6% over the last fiscal year+8.9% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Feb 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $155MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $508,733derivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 48%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $62.4M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$296M48%
- High-net-worth individuals$263M42%
- Pooled investment vehicles$62.4M10%
- Individual clients
- n/areported
- HNW clients
- 517reported
- Pension plan clients
- 4reported
- Charitable clients
- n/areported
- Accounts
- 522reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $77.9M managedreported
- Custody of client assets
- $62.4M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.42 fund_share=0.1 institutional_share=0.48 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• G••••• O••••• | Nashville, Tn | Jan 28, 2013 | 39 y | 1 |
| D•••• A••••• S••••••Chartered Financial Analyst | Nashville, Tn | Feb 22, 2017 | 32 y | 0 |
| M•••••• T•••••• B••••••Chartered Financial Analyst | Nashville, Tn | Jul 5, 2019 | 12 y | 1 |
| A••••• N••••• D••••• | Nashville, Tn | Nov 22, 2023 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- T•••• C•••••••• M•••••• to R•••••• J•••• • A••••••••• I•••Mar 22, 2019 · RIA to affiliated broker-dealer or bank
Joined, latest
- M•••••• T•••••• B•••••• from W••••••• I••••••••• C••••••• L••Jul 5, 2019 · RIA to RIA
- M•••••• G••••• O••••• from T•• R••••• C•••••• M••••••••• L••Jan 28, 2013 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| 1••• S••••• A•••• M••••••••• L• | Hedge Fund | $53.4M | 23 | Jul 24, 2012 |
Owners and control persons
Schedule A and B, latest filing
- O•••••• M••••••• G••••• · Chief Compliance Officer/ Chief Manager & Membercontrolsince 07/2007 · owns 75% or more
- S••••••• D••••• A••••• · Membercontrolsince 03/2011 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Nashville, Tn · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 600 to 522Mar 12, 2025 to Feb 24, 2026
- Advisory employees · 4 to 5Mar 12, 2025 to Feb 24, 2026
- HNW clients · 595 to 517Mar 12, 2025 to Feb 24, 2026
- Assets in custody · $62.8M to $62.4MMar 12, 2025 to Feb 24, 2026
- Employees · 4 to 5Mar 12, 2025 to Feb 24, 2026
- Discretionary RAUM · $625M to $622MMar 12, 2025 to Feb 24, 2026
- HNW RAUM · $289M to $263MMar 12, 2025 to Feb 24, 2026
- Pension RAUM · $274M to $296MMar 12, 2025 to Feb 24, 2026
- Pooled vehicle RAUM · $62.8M to $62.4MMar 12, 2025 to Feb 24, 2026
- RAUM · $625M to $622MMar 12, 2025 to Feb 24, 2026
- Wrap assets (manager) · $90.0M to $77.9MMar 12, 2025 to Feb 24, 2026
- Accounts · 597 to 600Mar 5, 2024 to Mar 12, 2025
- HNW clients · 592 to 595Mar 5, 2024 to Mar 12, 2025
- Assets in custody · $51.7M to $62.8MMar 5, 2024 to Mar 12, 2025
- Financial planning clients · 0 to 0Mar 5, 2024 to Mar 12, 2025
- Discretionary RAUM · $546M to $625MMar 5, 2024 to Mar 12, 2025
- HNW RAUM · $261M to $289MMar 5, 2024 to Mar 12, 2025
- Pension RAUM · $231M to $274MMar 5, 2024 to Mar 12, 2025
- Pooled vehicle RAUM · $53.3M to $62.8MMar 5, 2024 to Mar 12, 2025
- RAUM · $546M to $625MMar 5, 2024 to Mar 12, 2025
- Wrap assets (manager) · $63.3M to $90.0MMar 5, 2024 to Mar 12, 2025
- Accounts · 590 to 597Jun 22, 2023 to Mar 5, 2024
- Advisory employees · 3 to 4Jun 22, 2023 to Mar 5, 2024
- HNW clients · 585 to 592Jun 22, 2023 to Mar 5, 2024
- Discretionary RAUM · $482M to $546MJun 22, 2023 to Mar 5, 2024
- HNW RAUM · $239M to $261MJun 22, 2023 to Mar 5, 2024
- Pension RAUM · $191M to $231MJun 22, 2023 to Mar 5, 2024
- Pooled vehicle RAUM · $51.7M to $53.3MJun 22, 2023 to Mar 5, 2024
- RAUM · $482M to $546MJun 22, 2023 to Mar 5, 2024
- Wrap assets (manager) · $34.1M to $63.3MJun 22, 2023 to Mar 5, 2024
- Assets in custody · $54.8M to $51.7MMar 17, 2023 to Mar 22, 2023
- Accounts · 552 to 590Mar 10, 2022 to Mar 17, 2023
- HNW clients · 547 to 585Mar 10, 2022 to Mar 17, 2023
- Discretionary RAUM · $546M to $482MMar 10, 2022 to Mar 17, 2023
- HNW RAUM · $287M to $239MMar 10, 2022 to Mar 17, 2023
- Pension RAUM · $205M to $191MMar 10, 2022 to Mar 17, 2023
- Pooled vehicle RAUM · $54.8M to $51.7MMar 10, 2022 to Mar 17, 2023
- RAUM · $546M to $482MMar 10, 2022 to Mar 17, 2023
- Wrap assets (manager) · $10.3M to $34.1MMar 10, 2022 to Mar 17, 2023
- Accounts · 560 to 552Mar 3, 2021 to Mar 10, 2022
Signals
2 dated events
- 1••• S••••• A•••• M••••••••• reported RAUM $490.9M, up 28% from $383.4M (2017-06-13 to 2018-03-16)Mar 16, 2018 · RAUM change · derived
- 1••• S••••• A•••• M••••••••• filed its initial SEC registration (Form ADV)Jul 24, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@1•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 615-915-3701reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- 12THS•••••ASSET.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 615-915-3701reportedpublic record, Form ADV, Feb 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $155Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026