DFX Intelligence

C•••••• H•••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

C•••••• H•••••• B••••

Advisor at B•••••• F••••• • S•••••• I••

HARTFORD, CT

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Search this name across graphsid dfx:ria:faaf54c5-fc0d-f23c-af48-e446f7a85bb4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 22, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• F••••• • S•••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 5, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• F••••• • S•••••• I••	Independent wealth	Oct 31, 2011	n/a	yes	HARTFORD, CT	Current employment
M••••• S•••••• • C•• L••	n/a	Mar 22, 2002	May 23, 2006	no	NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S•••••• • C•• L••	B•••••• F••••• • S•••••• I••	May 23, 2006	Oct 31, 2011	1,987	Firm change after gap	Other

Relationships

Registered with (2)

→ B•••••• F••••• • S•••••• I••Registered adviserregistration: current employment
Oct 31, 2011 to presentfactForm ADV
→ M••••• S•••••• • C•• L••Registered adviserregistration: previous registration
Mar 22, 2002 to May 23, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:faaf54c5-fc0d-f23c-af48-e446f7a85bb4
First observed: Mar 22, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.