DFX Intelligence

C•••••• U• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

C•••••• U• L••

CRD 284352

DUBLIN 2

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Search this name across graphsid dfx:ria:fabba878-ec67-d0d1-d75b-fcefe5a82ae0

Data as of Dec 19, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 31, 2016 to Dec 19, 2025
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 3
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• G••••• I•••••••• S••	MANAGING MEMBER	E	yes	10/2015	Aug 31, 2016	Dec 20, 2024
K••••• M••••• T•••••	CHIEF COMPLIANCE OFFICER	Na	yes	12/2011	Aug 31, 2016	Dec 20, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••••• A•••• M••••••••• I••••••••• L••••••	n/a	Asset manager	$14B	N	yes	n/a
C•••••• A•••• M••••••••• J•••• L••••••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Dec 20, 2024	n/a	n/a	1	0	0	n/a	n/a
2023	Dec 20, 2023

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$0	n/a	n/a	n/a	n/a	3	2	0	0

Relationships

Affiliated with (2)

→ C•••••• A•••• M••••••••• I••••••••• L••••••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← C•••••• A•••• M••••••••• I••••••••• L••••••Registered adviserother investment adviser, common control
factForm ADV

Controls (2)

← K••••• M••••• T•••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 31, 2016 to Dec 20, 2024factForm ADV
← C•••••• G••••• I•••••••• S••

Dated events

Occurred
Aug 31, 2016
First Form ADV filing
C•••••• U• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fabba878-ec67-d0d1-d75b-fcefe5a82ae0
First observed: Aug 31, 2016
Last observed: Dec 19, 2025 9 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.