DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

C•••••• U• L••

No RAUM reportedDublin 2, CRD 284352SEC 801-108368websiteIAPD
Latest filing Dec 19, 2025
First filing on the tape Aug 31, 2016 · 15 filings
SEC status approved since Sep 28, 2016
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM: $0
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Dec 19, 2025
Dec 21, 20160 then
Employees (5.A)3 as of Dec 19, 2025
Dec 21, 20163 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Dec 19, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • K••••• M••••• T••••• · Chief Compliance Officercontrol
        since 12/2011 · owns less than 5%
      Entity owners
      • C•••••• G••••• I•••••••• S•• · Managing Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      Advisers that list C•••••• U• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · unset to 0.0
        Dec 20, 2024 to Dec 19, 2025
      • BD registered reps · 1 to 3
        Dec 20, 2024 to Dec 19, 2025
      • Employees · 1 to 3
        Dec 20, 2024 to Dec 19, 2025
      • Financial planning clients · unset to
        Dec 20, 2024 to Dec 19, 2025
      • HQ state · unset to
        Dec 20, 2024 to Dec 19, 2025
      • Discretionary RAUM · unset to 0.0
        Dec 20, 2024 to Dec 19, 2025
      • Non-discretionary RAUM · unset to 0.0
        Dec 20, 2024 to Dec 19, 2025
      • RAUM · unset to 0.0
        Dec 20, 2024 to Dec 19, 2025
      • BD registered reps · 2 to 1
        Dec 20, 2023 to Dec 20, 2024
      • Employees · 2 to 1
        Dec 20, 2023 to Dec 20, 2024
      • Advisory employees · 1 to 0
        Dec 13, 2018 to Dec 20, 2019
      • Employees · 3 to 2
        Dec 13, 2018 to Dec 20, 2019
      • Other offices · unset to 0.0
        Dec 21, 2016 to Dec 19, 2017
      Signals
      1 dated events
      • C•••••• U• L•• filed its initial SEC registration (Form ADV)
        Aug 31, 2016 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      LINKEDIN.COM/COMPANY/C••••••reportedpublic record, Form ADV, Sep 19, 2026
      Website
      C••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      353.1.631.0100reportedpublic record, Form ADV, Dec 19, 2025
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      No RAUM reportedderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026