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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
BEXLEY, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | May 2, 2014 | n/a | yes | BEXLEY, OH | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 5, 2007 | May 12, 2014 | no | NEW ALBANY, OH|NEW ALBANY, OH|WEEHAWKEN, NJ|COLUMBUS, OH | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 5, 2001 | Oct 26, 2005 | no | COLUMBUS, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | RAYMOND JAMES & ASSOCIATES, INC. | May 12, 2014 | May 2, 2014 | -10 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Oct 26, 2005 | Mar 5, 2007 | 495 | Firm change after gap | Wirehouse to wirehouse |