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RIA / WealthAdvisor35 years in industry

HOWARD BRUCE MARSHALL

Advisor at SAFE HARBOR FIDUCIARY, LLC

ST. SIMONS ISLAND, GA | PENSACOLA, FL

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Search this name across graphsid dfx:ria:facd3091-c5fa-2329-0b96-af9dd781ba84

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 28, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SAFE HARBOR FIDUCIARY, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Feb 1, 1991
First registration: Feb 28, 2003
Dual registered: no
Other names: HOWARD B MARSHALL|H. BRUCE MARSHALL|BRUCE MARSHALL
IAPD individual key: 2121441

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SAFE HARBOR FIDUCIARY, LLC	Independent wealth	Mar 20, 2023	n/a	yes	PENSACOLA, FL\|ST. SIMONS ISLAND, GA	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 1, 2011	Mar 17, 2014	no	Atlanta, GA	Previous registration
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Oct 11, 2011	Nov 4, 2011	no	ATLANTA, GA	Previous registration
SYNOVUS SECURITIES, INC.	Bd affiliated wealth	Nov 21, 2006	Sep 17, 2009	no	ALPHARETTA, GA\|ATLANTA, GA	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Feb 28, 2003	Nov 13, 2006	no	ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	SAFE HARBOR FIDUCIARY, LLC	Mar 17, 2014	Mar 20, 2023	3,290	Firm change after gap	Ibd to RIA
ALLSTATE FINANCIAL ADVISORS, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Nov 4, 2011	Nov 1, 2011	-3	Firm change	Other
SYNOVUS SECURITIES, INC.	ALLSTATE FINANCIAL ADVISORS, LLC	Sep 17, 2009	Oct 11, 2011	754	Firm change after gap	Other
MORGAN KEEGAN & COMPANY, LLC	SYNOVUS SECURITIES, INC.	Nov 13, 2006	Nov 21, 2006	8	Firm change	Other

Relationships

Registered with (5)

→ SAFE HARBOR FIDUCIARY, LLCRegistered adviserregistration: current employment
Mar 20, 2023 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Nov 1, 2011 to Mar 17, 2014factForm ADV
→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 11, 2011 to Nov 4, 2011factForm ADV
→ SYNOVUS SECURITIES, INC.Registered adviserregistration: previous registration
Nov 21, 2006 to Sep 17, 2009factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Feb 28, 2003 to Nov 13, 2006factForm ADV

Dated events

No dated event names this entity yet.