DFX Intelligence

D••• T••••• F•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

D••• T••••• F•••

Advisor at C•••••• I••••••••• A•••••••• L••

Greenwood Village, CO | ATLANTA, GA

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Search this name across graphsid dfx:ria:fad59ec7-12be-c2ab-ce5a-bb676e6ad175

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 21, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 28, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• I••••••••• A•••••••• L••	Independent wealth	Jan 18, 2022	n/a	yes	ATLANTA, GA\|Greenwood Village, CO	Current employment
P••••••• C•••••• A••••••• C•••••••••	Former SEC adviser	Jan 21, 2016	Sep 15, 2021	no	DENVER, CO\|Chicago, IL\|Denver, CO\|DENVER, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• C•••••• A••••••• C•••••••••	C•••••• I••••••••• A•••••••• L••	Sep 15, 2021	Jan 18, 2022	125	Firm change	RIA to RIA

Relationships

Registered with (2)

→ C•••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 18, 2022 to presentfactForm ADV
→ P••••••• C•••••• A••••••• C•••••••••Registered adviserregistration: previous registration
Jan 21, 2016 to Sep 15, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fad59ec7-12be-c2ab-ce5a-bb676e6ad175
First observed: Jan 21, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.