DFX Intelligence
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Reading the graph
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CRD 158055
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| C••• E•••• K•••• | n/a | ATLANTA, GA | 15 | 32 | 2 | no |
| W••••• H•••• M••• | Certified Financial Planner | ATLANTA, GA | 15 | 28 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C•••••• A•••••••• H•••••••• L•• | Member | E | yes | 03/2026 | Aug 6, 2026 | Aug 6, 2026 |
| M••••••• H••••• E•••• | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2021 | Aug 6, 2026 | Aug 6, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| A••••• P•••••• A•••••• L•• | n/a | ASSET_M•••••• | $562M | N | yes | n/a |
| W••• S••••••••• I••• | n/a | Former SEC adviser | $256M | Y | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Tampa | FL | United States | 6 | no |
| GREENWOOD VILLAGE | Co | United States | 4 | no |
| Phoenix | Az | United States | 2 | no |
| Dallas | TX | United States | 2 | no |
| Atlanta | Ga | United States |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 5 | 3 | 2 | 5.1% | 3 | 1 | 0 | 16 | 6 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $8.2B | $6.3B | 30.4% | $4.4B | 23.6% | 107 | 99 | 6 | 6 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| W••• S••••••••• I••• | 10 | Dec 23, 2025 | Oct 2, 2025 | ATLANTA, GA | Firm absorbed | RIA to RIA | 76.9% |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | 2 | Mar 15, 2019 | Mar 18, 2019 |
| no |
| B•••• J••••• R•• | Certified Financial Planner | ATLANTA, GA | 15 | 22 | 2 | no |
| M••••••• B•••• R••••• | Certified Financial Planner | ATLANTA, GA | 15 | 20 | 3 | no |
| M•••••• R••• R••••• | Certified Financial Planner|Chartered Financial Analyst | ATLANTA, GA | 15 | 17 | 2 | no |
| R••• A•••••••• E•• | n/a | ATLANTA, GA | 15 | 17 | 2 | no |
| J•••• M•••••• L•••• | Certified Financial Planner | ATLANTA, GA | 12 | 13 | 1 | no |
| K•••••• B••• C••••• | n/a | ATLANTA, GA | 10 | 10 | n/a | no |
| W•••••• C••••••••• C•••••• | Certified Financial Planner | ATLANTA, GA | 10 | 11 | n/a | no |
| C••••• D•••••• M••••• | n/a | ATLANTA, GA | 10 | 11 | n/a | no |
| C•••••• H••••• L••• | Certified Financial Planner | ATLANTA, GA | 9 | 15 | 2 | no |
| J••• R••••• D••• | Certified Financial Planner | ATLANTA, GA | 9 | 13 | 1 | no |
| B••••• D••••• A••••••••• | n/a | Tampa, FL | ATLANTA, GA | 7 | 15 | 4 | no |
| E••••• F•••••• G•••• | Certified Financial Planner | ATLANTA, GA | 7 | 18 | 2 | no |
| E•••••• A••••• W•••••••• | Certified Financial Planner | ATLANTA, GA | 7 | 23 | 4 | no |
| A••••• H••••• B•••• | Certified Financial Planner | ATLANTA, GA | 7 | 16 | 4 | no |
| M•••••• E• D• L• G•••• | n/a | ATLANTA, GA | Greenwood Village, CO | 7 | 12 | 1 | no |
| C••••••••• M•••••• P••••• | n/a | ATLANTA, GA | Greenwood Village, CO | 7 | 16 | 2 | no |
| A•••• E••• D•••• | n/a | ATLANTA, GA | Tampa, FL | 6 | 13 | 2 | no |
| M•••••• A•••• C•••• | Certified Financial Planner | ATLANTA, GA | Dallas, TX | 5 | 14 | 3 | no |
| B•••• D•••• N••••• | Certified Financial Planner|Chartered Financial Analyst | ATLANTA, GA | 5 | 15 | n/a | no |
| J•••• A••••• G••• | n/a | Phoenix, AZ | ATLANTA, GA | 4 | 20 | 3 | no |
| D••• T••••• F••• | n/a | Greenwood Village, CO | ATLANTA, GA | 4 | 13 | 1 | no |
| R••••• T••••• R•••••• | Certified Financial Planner | ATLANTA, GA | 4 | 11 | 1 | no |
| K•••• R•••••• | Certified Financial Planner | ATLANTA, GA | Tampa, FL | 4 | 16 | 1 | no |
| CHIEF INVESTMENT OFFICER |
| Na |
| yes |
| 01/2024 |
| Aug 6, 2026 |
| Aug 6, 2026 |
| M•••• W•••••• H•••• | MANAGING PARTNER, CHIEF INVESTMENT STRATEGIST | Na | yes | 02/2011 | Aug 6, 2026 | Aug 6, 2026 |
| R•••••• M••••••• R••• | MANAGING PARTNER | Na | yes | 06/2013 | Aug 6, 2026 | Aug 6, 2026 |
| R•••••• M•••••••• B•••• | MANAGING PARTNER | Na | yes | 02/2009 | Aug 6, 2026 | Aug 6, 2026 |
| S••••••• R•••••• L••••••• | President | Na | yes | 10/2024 | Aug 6, 2026 | Aug 6, 2026 |
| A•• F••••• T•••• 1••••••• | Member | C | yes | 04/2020 | Apr 23, 2020 | Nov 20, 2024 |
| D••••• C••••••••• T•••• | Member | C | yes | 12/2016 | Jan 31, 2017 | Nov 20, 2024 |
| M•••• B•••••• | Trustee | F | yes | 01/2020 | Apr 23, 2020 | Nov 20, 2024 |
| M•••• W•••••• H•••• | Trustee | F | yes | 01/2020 | Mar 13, 2012 | Nov 20, 2024 |
| R•••••• M••••••• R••• | Trustee | F | yes | 12/2009 | Mar 13, 2012 | Nov 20, 2024 |
| R•••••• M••••••• R••• | Trustee | F | yes | 12/2009 | Mar 13, 2012 | Nov 20, 2024 |
| R•••••• M•••••••• B•••• | Trustee | F | yes | 12/2009 | Mar 13, 2012 | Nov 20, 2024 |
| R•••••• M•••••••• B•••• | Trustee | F | yes | 12/2009 | Mar 13, 2012 | Nov 20, 2024 |
| S•••• R••••• T•••• | Member | C | yes | 12/2016 | Jan 31, 2017 | Nov 20, 2024 |
| A••••• A•••••• S•••••• P• G• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• A•••• F••• I• G• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• A•••• F••• I• G•• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• B••••• F••• G• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• B•• B••• P• 2• G•• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• B•• B••• P• G•• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• B••••••••• F••• G• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• B••• S••• P• G•• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• B•••••••• K•• P• G•• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• C•••••••• P• I• G•• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• C•••••• P• G• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• D•••••• F••• 2• G•• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• D••••••••• E••••• C•• I• G• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• D••••••••• R••• E••••• C•• I• M•••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• E•••• F••• G• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• E••••••• S••• D••••••••• G• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• G•• I• P• G• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• G•••••• P•••••• O•••••••• F••• G• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• G••• G••••• V•••••• P• G• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• G••••• E••••• 2• G• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• G••••• E••••• I• G• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• H••••••• P••••••• P• G• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• H••••• H•••••• P• 2• G• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• I•• F••• G• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• K•••••• P••••••• P• G• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• L•••• 5• P• G• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• M•••••• P••••••• P• G• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• O•••• A••••• P• G•• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• P• S•• I• G•• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• P•••••• C••••• 2• P• G• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• P•••••• C••••• 3• P• G•• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• P•••••• I••••• 4• G• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• R••• P• G•• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• S••• S•••••• P• G•• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• S••••• L••••• 2• G• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• S•••• G••••• F••• G• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• S•• E••••••• S••• 3• G• L•• | n/a | n/a | n/a | N | yes | n/a |
| A••••• S•• E••••••• S••• G• L•• | n/a | n/a | n/a | N | yes | n/a |
| no |
| Plano | TX | United States | 1 | no |
| MOUNTLAKE TERRACE | Wa | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Apr 22, 2026 |
| $8.2B |
| $8.2B |
| 107 |
| 55 |
| 6 |
| n/a |
| n/a |
| 2024 | Mar 27, 2025 | $6.3B | $6.2B | 99 | 46 | 6 | n/a | n/a |
| 2023 | Jan 30, 2024 | $5.3B | $5.3B | 80 | 43 | 7 | n/a | n/a |
| 2022 | Mar 7, 2023 | $4.4B | $4.3B | 64 | 34 | 11 | n/a | n/a |
| 2021 | Feb 22, 2022 | $4.2B | $4.2B | 48 | 28 | 11 | n/a | n/a |
| 2020 | Jan 30, 2021 | $3.2B | $3.2B | 41 | 25 | 10 | n/a | n/a |
| 2019 | Jan 27, 2020 | $2.9B | $2.9B | 38 | 24 | 10 | n/a | n/a |
| 2018 | Jan 29, 2019 | $2.2B | $2.2B | 38 | 23 | 8 | n/a | n/a |
| 2017 | Feb 8, 2018 | $2.1B | $2.1B | 27 | 17 | 7 | n/a | n/a |
| 2016 | Jan 31, 2017 | $1.7B | $1.7B | 27 | 15 | n/a | n/a | n/a |
| 2015 | Feb 5, 2016 | $1.4B | $1.4B | 24 | 13 | n/a | n/a | n/a |
| 2014 | Jan 29, 2015 | $1.3B | $1.3B | 19 | 12 | n/a | n/a | n/a |
| 2013 | Jan 16, 2014 | $1.2B | $1.2B | 18 | 11 | n/a | n/a | n/a |
| 2012 | Feb 13, 2013 | $1.1B | $995M | 15 | 10 | n/a | n/a | n/a |
| 2011 | Mar 13, 2012 | $885M | $844M | n/a | n/a | n/a | n/a | n/a |
| DENVER, CO |
| Team lift out |
| Wirehouse to RIA |
| 0.0% |