DFX Intelligence

C••••••••• D•••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

C••••••••• D•••• R•••••

Advisor at L•• F•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:faddac52-0648-0561-fdbc-87d30a31a56e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 19, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 3, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Sep 17, 2020	n/a	yes	DELRAY BEACH, FL\|BOCA RATON, FL\|STUART, FL	Current employment
L••••• F••••••••• I•••	Bd affiliated wealth	May 5, 2014	Sep 30, 2020	no	STUART, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• F••••••••• I•••	L•• F•••••••• L••	Sep 30, 2020	Sep 17, 2020	-13	Firm change	Ibd to ibd
C••••• I••••••••• A••••••• L••	L••••• F••••••••• I•••	Apr 30, 2014	May 5, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
17870:6413:FL:2020-09-30	Sep 30, 2020	Sep 17, 2020	STUART, FL	Firm change

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Sep 17, 2020 to presentfactForm ADV
→ L••••• F••••••••• I•••Registered adviserregistration: previous registration
May 5, 2014 to Sep 30, 2020factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Feb 10, 2014 to Apr 30, 2014factForm ADV
→ C••••• I••••••••• S••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:faddac52-0648-0561-fdbc-87d30a31a56e
First observed: Jan 19, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.