This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

THE CAPROCK GROUP, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65

First exam

Nov 30, 2021

First registration

Nov 30, 2021

Dual registered

no

IAPD individual key

6542274

• Occurred

  Jun 4, 2025
  Advisor changed firm

  Vivek Jindal left Corient for The Caprock Group, Llc (registered 2025-07-16)

  Form ADVobserved 4 days ago
• Occurred

  Mar 31, 2023
  Advisor changed firm

  Vivek Jindal left Kore Private Wealth, Llc for Corient (registered 2022-12-12)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:faed1a27-94fc-d101-5e57-9cf8bc54e210

First observed

Nov 30, 2021

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.