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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

KORE PRIVATE WEALTH, LLC

CRD 294547

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f45617e5-f1bb-60f9-38ec-2cfca47c8cfc

Data as of Mar 1, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 19
On other graphs: 1
Observed: Mar 30, 2018 to Mar 1, 2023
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Kore Private Wealth, LLC

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $5.1BItem 5.F on the latest filing (2023-03-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $5.1B
Private client RAUM: $4.4BderivedItem 5.D individuals plus high net worth individuals
Private client share: 85%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 27
Advisory employees: 17
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 5,836
Individual clients: 33
High net worth clients: 485
Custody, client assets: $1.9B
SEC number: 801-113082
CRD: 294547
Filings on the tape: 21
First filed: Mar 30, 2018
Latest filed: Mar 1, 2023
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CI FINANCIAL CORP.	Owner	E	yes	11/2019	Dec 6, 2022	Mar 1, 2023
CI PRIVATE WEALTH LLC	Owner	E	yes	11/2022	Dec 6, 2022	Mar 1, 2023
CI US HOLDINGS, INC	Owner	E	yes	09/2021	Dec 6, 2022	Mar 1, 2023
CI US, LLC	Owner	E	yes	09/2021	Dec 6, 2022	Mar 1, 2023
CIPW HOLDINGS, LLC	Owner	E	yes	09/2022	Mar 1, 2023	Mar 1, 2023
CIPW TOPCO, LLC	Owner	E	yes	09/2021	Dec 6, 2022	Mar 1, 2023
JINDAL, VIVEK	CHIEF INVESTMENT OFFICER	Na	yes	07/2021	Mar 30, 2022	Mar 1, 2023
PRAVDA, LEIGH, ALEXANDRA	CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR	Na	yes	06/2018	May 31, 2018	Mar 1, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CI PRIVATE WEALTH, LLC	n/a	Independent wealth	$165B	Y	yes	n/a
ASSANTE CAPITAL MANAGEMENT LTD	n/a	n/a	n/a	N	yes	n/a
ASSANTE FINANICAL MANAGEMENT, LTD	n/a	n/a	n/a	N	yes	n/a
CI PRIVATE COUNSEL LP	n/a	n/a	n/a	N	yes	n/a
CIPW FAMILY OFFICE SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 30, 2022	$5.1B	$5.1B	27	17	3	n/a	n/a
2020	Mar 30, 2021	$4.2B	$4.2B	21	10	0	n/a	n/a
2019	Mar 30, 2020	$3.6B	$3.6B	17	9	0	n/a	n/a
2018	Mar 30, 2019	$2.8B	$2.8B	17	5	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$5.1B	$4.2B	22.2%	$2.8B	22.2%	27	21	3	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Corient	10	Mar 31, 2023	Dec 12, 2022	NEW YORK, NY	Firm absorbed	RIA to ibd	90.9%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	5	Jun 5, 2018	Aug 24, 2021	NEW YORK, NY	Team lift out	Wirehouse to new firm	0.0%

Relationships

Affiliated with (1)

→ CORIENTRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (7)

← JINDAL, VIVEKOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 30, 2022 to presentfactForm ADV
← PRAVDA, LEIGH, ALEXANDRAOwnerCHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR, ownership code NA, individual
May 31, 2018 to presentfactForm ADV
← CI FINANCIAL CORP.OwnerOWNER, ownership code E, foreign entity
Dec 6, 2022 to presentfactForm ADV
← CI PRIVATE WEALTH LLCOwnerOWNER, ownership code E, domestic entity
Dec 6, 2022 to presentfactForm ADV
← CI US HOLDINGS, INCOwnerOWNER, ownership code E, domestic entity
Dec 6, 2022 to presentfactForm ADV
← CIPW HOLDINGS, LLCOwnerOWNER, ownership code E, domestic entity
Mar 1, 2023 to presentfactForm ADV
← CIPW TOPCO, LLCOwnerOWNER, ownership code E, domestic entity
Dec 6, 2022 to presentfactForm ADV

Registered with (12)

← ERIC SCOTT BODNERAdvisorregistration: previous registration
Sep 17, 2018 to Mar 31, 2023factForm ADV
← Adam H KatzAdvisorregistration: previous registration
Sep 6, 2018 to Mar 31, 2023factForm ADV
← Jennie F SowersAdvisorregistration: previous registration
Sep 6, 2018 to Mar 31, 2023factForm ADV
← Michael J FinkelAdvisorregistration: previous registration
Nov 20, 2021 to Mar 31, 2023factForm ADV
← CHAD ALBERT JAFFEEAdvisorregistration: previous registration
Aug 17, 2021 to Mar 31, 2023factForm ADV
← JEREMY WITTENBERGAdvisorregistration: previous registration
Aug 17, 2021 to Mar 31, 2023factForm ADV
← Boris D YuAdvisorregistration: previous registration
Nov 18, 2020 to Mar 31, 2023factForm ADV
← MICHAEL CARL THEESFELDAdvisorregistration: previous registration
Jan 3, 2022 to Mar 31, 2023factForm ADV
← VIVEK JINDALAdvisorregistration: previous registration
Nov 30, 2021 to Mar 31, 2023factForm ADV
← Steven George SmithAdvisorregistration: previous registration
Aug 19, 2021 to Mar 31, 2023factForm ADV
← BENJAMIN STEPHEN SAXAdvisorregistration: previous registration
Sep 7, 2018 to Mar 31, 2023factForm ADV
← Andrea ZilliAdvisorregistration: previous registration
Aug 24, 2021 to Apr 7, 2022factForm ADV

Moved with (2)

→ CORIENTRegistered adviser10 advisors, firm absorbed, same day
Mar 31, 2023 to Dec 12, 2022factForm ADV
← MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviser5 advisors, team lift out
Jun 5, 2018 to Aug 24, 2021factForm ADV

Dated events

Occurred
Mar 31, 2023
Firm absorbed
Kore Private Wealth, LLC's advisors moved to Corient (New York, NY): 10 of 11 registered, on the same day
Form ADVobserved 4 days ago
10 advisors
Occurred
Mar 31, 2023
Advisor changed firm
Michael J Finkel left Kore Private Wealth, Llc for Corient (registered 2022-12-12)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Jeremy Wittenberg left Kore Private Wealth, Llc for Corient (registered 2022-12-12)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Vivek Jindal left Kore Private Wealth, Llc for Corient (registered 2022-12-12)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Adam H Katz left Kore Private Wealth, Llc for Corient (registered 2022-12-12)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Boris D Yu left Kore Private Wealth, Llc for Corient (registered 2022-12-12)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Jennie F Sowers left Kore Private Wealth, Llc for Corient (registered 2022-12-12)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Steven George Smith left Kore Private Wealth, Llc for Corient (registered 2022-12-12)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Benjamin Stephen Sax left Kore Private Wealth, Llc for Corient (registered 2022-12-12)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Eric Scott Bodner left Kore Private Wealth, Llc for Corient (registered 2022-12-13)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Chad Albert Jaffee left Kore Private Wealth, Llc for Corient (registered 2022-12-12)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Michael Carl Theesfeld left Kore Private Wealth, Llc for Corient (registered 2022-12-12)
Form ADVobserved 4 days ago
Occurred
Dec 6, 2022
Succession filed (Item 4)
Kore Private Wealth, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Dec 6, 2022
Control person left
Scott Eric Bodner (Member) no longer on Schedule A of Kore Private Wealth, Llc (listed 2022-04-04, absent 2022-12-06)
Form ADVobserved 4 days ago
Occurred
Dec 6, 2022
Control person left
Stephen Benjamin Sax (Member) no longer on Schedule A of Kore Private Wealth, Llc (listed 2022-04-04, absent 2022-12-06)
Form ADVobserved 4 days ago
Occurred
Apr 7, 2022
Advisor changed firm
Andrea Zilli left Kore Private Wealth, Llc for Aj Wealth (registered 2022-04-20)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2022
Control person joined
Vivek Jindal (Chief Investment Officer) appeared on Schedule A of Kore Private Wealth, Llc
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Regulatory AUM changed
Kore Private Wealth, Llc reported RAUM $3.6B, up 27% from $2.8B (2019-11-12 to 2020-03-30)
Form ADVobserved 4 days ago
$763M
Occurred
Mar 30, 2018
First Form ADV filing
Blue Note Advisory, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f45617e5-f1bb-60f9-38ec-2cfca47c8cfc
First observed: Mar 30, 2018
Last observed: Mar 1, 2023 43 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KORE PRIVATE WEALTH, LLC

CRD 294547

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f45617e5-f1bb-60f9-38ec-2cfca47c8cfc

Data as of Mar 1, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:52 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CI FINANCIAL CORP.

Owner

yes

11/2019

Dec 6, 2022

Mar 1, 2023

CI PRIVATE WEALTH LLC

Owner

yes

11/2022

Dec 6, 2022

Mar 1, 2023

CI US HOLDINGS, INC

Owner

yes

09/2021

Dec 6, 2022

Mar 1, 2023

CI US, LLC

Owner

yes

09/2021

Dec 6, 2022

Mar 1, 2023

CIPW HOLDINGS, LLC

Owner

yes

09/2022

Mar 1, 2023

CIPW TOPCO, LLC

Owner

yes

09/2021

Dec 6, 2022

Mar 1, 2023

JINDAL, VIVEK

CHIEF INVESTMENT OFFICER

yes

07/2021

Mar 30, 2022

Mar 1, 2023

PRAVDA, LEIGH, ALEXANDRA

CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR

yes

06/2018

May 31, 2018

Mar 1, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CI PRIVATE WEALTH, LLC

n/a

Independent wealth

$165B

yes

n/a

ASSANTE CAPITAL MANAGEMENT LTD

n/a

yes

n/a

ASSANTE FINANICAL MANAGEMENT, LTD

n/a

yes

n/a

CI PRIVATE COUNSEL LP

n/a

yes

n/a

CIPW FAMILY OFFICE SERVICES, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 30, 2022

$5.1B

n/a

2020

Mar 30, 2021

$4.2B

n/a

2019

Mar 30, 2020

$3.6B

n/a

2018

Mar 30, 2019

$2.8B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$5.1B

$4.2B

22.2%

$2.8B

22.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Corient

Mar 31, 2023

Dec 12, 2022

NEW YORK, NY

Firm absorbed

RIA to ibd

90.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jun 5, 2018

Aug 24, 2021

NEW YORK, NY

Team lift out

Wirehouse to new firm

0.0%