DFX Intelligence
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Reading the graph
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Advisor at W••••••••• C•••••• S•••••••• L••
KENNER, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W••••••••• C•••••• S•••••••• L•• | State registered | Apr 23, 2021 | n/a | yes | KENNER, LA | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | Dec 1, 2014 | Dec 5, 2019 | no | METAIRIE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | W••••••••• C•••••• S•••••••• L•• | Dec 5, 2019 | Apr 23, 2021 | 505 | Firm change after gap | Ibd to state RIA |
| M••••• K••••• • C••••••• L•• | L•• F•••••••• L•• | Apr 16, 2009 | Dec 1, 2014 |
| M••••• K••••• • C••••••• L•• | Former SEC adviser | Apr 3, 2007 | Apr 16, 2009 | no | NEW ORLEANS, LA | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Aug 31, 2006 | Apr 4, 2007 | no | ALPHARETTA, GA|BATON ROUGE, LA|BATON ROUGE, LA|ATLANTA, GA|BATON ROUGE, LA | Previous registration |
| 2,055 |
| Firm change after gap |
| Other |
| A••••••••• F•••••••• S•••••••• L•• | M••••• K••••• • C••••••• L•• | Apr 4, 2007 | Apr 3, 2007 | -1 | Firm change | Other |