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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

LAUREL WEALTH ADVISORS, LLC

CRD 118469

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:faef84f4-37e7-cdaa-99c3-b2507b870f99

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 2
On other graphs: 0
Observed: Mar 28, 2012 to Mar 17, 2026
36 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-03-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $1.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $184Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 7
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,429
Individual clients: 276
High net worth clients: 244
Custody, client assets: $64.9M
SEC number: 801-69151
CIK: 1757128
CRD: 118469
Filings on the tape: 36
First filed: Mar 28, 2012
Latest filed: Mar 17, 2026
Organised: Limited Liability Company, NC

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
WILLIAM EDWARD SUGG	Certified Financial Planner	CHARLOTTE, NC	19	25	1	no
MARK STEPHEN THOMPSON	Chartered Financial Analyst	CHARLOTTE, NC	18	28	1	no
DUSTIN MARSHALL WAIDE	Certified Financial Planner	CHARLOTTE, NC	15	25	1	no
Jennifer L Jones	n/a	CHARLOTTE, NC	10	22	n/a	no
EMMA IZARD POWERS	n/a	CHARLOTTE, NC	2	13	2	no
John Charles Waddill	n/a	CHARLOTTE, NC	1	14	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BREEDLOVE, TIMOTHY, MARK	MANAGING MEMBER	B	yes	10/1999	Mar 17, 2026	Mar 17, 2026
MCNEISH, DAVID, WILLIAM	MANAGING MEMBER	B	yes	10/1999	Mar 17, 2026	Mar 17, 2026
SUGG, WILLIAM, EDWARD	MANAGING MEMBER	B	yes	06/2007	Mar 17, 2026	Mar 17, 2026
THOMPSON, MARK, STEPHEN	MANAGING MEMBER	B	yes	04/2008	Mar 17, 2026	Mar 17, 2026
Johnson Jones, Nancy	CHIEF COMPLIANCE OFFICER	Na	no	07/2025	Mar 17, 2026	Mar 17, 2026
JONES, JENNIFER, LYNN	Member	Na	no	01/2015	Mar 17, 2026	Mar 17, 2026
WAIDE, DUSTIN, MARSHALL	Member	Na	no	01/2015	Mar 17, 2026	Mar 17, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DAVID MCNEISH	n/a	n/a	n/a	N	yes	n/a
TIM BREEDLOVE	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 17, 2026	$1.1B	$1.1B	9	7	1	n/a	n/a
2024	Apr 8, 2025	$973M	$968M	9	7	0	n/a	n/a
2023	Feb 14, 2024	$860M	$851M	8	5	0	n/a	n/a
2022	Mar 31, 2023	$729M	$721M	13	8	1	n/a	n/a
2021	Mar 15, 2022	$774M	$764M	13	8	1	n/a	n/a
2020	Mar 26, 2021	$674M	$662M	14	9	1	n/a	n/a
2019	Mar 12, 2020	$558M	$547M	14	9	1	n/a	n/a
2018	Mar 11, 2019	$458M	$449M	14	9	1	n/a	n/a
2017	Mar 29, 2018	$446M	$433M	9	7	1	n/a	n/a
2016	Mar 31, 2017	$370M	$358M	9	7	n/a	n/a	n/a
2015	Mar 29, 2016	$305M	$292M	10	7	n/a	n/a	n/a
2014	Mar 24, 2015	$290M	$276M	9	6	n/a	n/a	n/a
2013	Mar 31, 2014	$251M	$239M	9	6	n/a	n/a	n/a
2012	Mar 28, 2013	$208M	$205M	5	5	n/a	n/a	n/a
2011	Mar 28, 2012	$166M	$163M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$973M	13.8%	$729M	14.9%	9	9	1	0

Relationships

Registered with (9)

← John Charles WaddillAdvisorregistration: current employment
Oct 30, 2024 to presentfactForm ADV
← EMMA IZARD POWERSAdvisorregistration: current employment
Aug 20, 2024 to presentfactForm ADV
← Jennifer L JonesAdvisorregistration: current employment
Sep 25, 2015 to presentfactForm ADV
← DUSTIN MARSHALL WAIDEAdvisorregistration: current employment
May 6, 2011 to presentfactForm ADV
← MARK STEPHEN THOMPSONAdvisorregistration: current employment
Feb 15, 2008 to presentfactForm ADV
← WILLIAM EDWARD SUGGAdvisorregistration: current employment
Mar 15, 2007 to presentfactForm ADV
← Justin Tyler StehleAdvisorregistration: previous registration
Aug 6, 2024 to Feb 11, 2025factForm ADV
← Clinton Douglas TownsendAdvisorregistration: previous registration
Apr 4, 2019 to Apr 24, 2023factForm ADV
← CHRISTOPHER NELSON BROWNAdvisorregistration: previous registration
Sep 11, 2017 to Sep 15, 2021factForm ADV

Owns (2)

← WAIDE, DUSTIN, MARSHALLOwnerMEMBER, ownership code NA, individual
Mar 24, 2015 to Oct 30, 2024factForm ADV
← JONES, JENNIFER, LYNNOwnerMEMBER, ownership code NA, individual
Mar 24, 2015 to Oct 30, 2024factForm ADV

Controls (4)

← THOMPSON, MARK, STEPHENOwnerMANAGING MEMBER, ownership code B, individual
Mar 28, 2012 to Oct 30, 2024factForm ADV
← SUGG, WILLIAM, EDWARDOwnerMANAGING MEMBER, CHIEF COMPLIANCE OFFICER, ownership code B, individual
Mar 28, 2012 to Oct 30, 2024factForm ADV
← MCNEISH, DAVID, WILLIAMOwnerMANAGING MEMBER, ownership code B, individual
Mar 28, 2012 to Oct 30, 2024factForm ADV
← BREEDLOVE, TIMOTHY, MARKOwnerMANAGING MEMBER, ownership code B, individual
Mar 28, 2012 to Oct 30, 2024factForm ADV

Dated events

Occurred
Feb 11, 2025
Advisor changed firm
Justin Tyler Stehle left Laurel Wealth Advisors, Llc for Cerity Partners Llc (registered 2025-07-17)
Form ADVobserved 5 days ago
Occurred
Apr 24, 2023
Advisor changed firm
Clinton Douglas Townsend left Laurel Wealth Advisors, Llc for Bragg Financial Advisors Inc (registered 2023-05-19)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:faef84f4-37e7-cdaa-99c3-b2507b870f99
First observed: Mar 28, 2012
Last observed: Mar 17, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LAUREL WEALTH ADVISORS, LLC

CRD 118469

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:faef84f4-37e7-cdaa-99c3-b2507b870f99

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:46 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

WILLIAM EDWARD SUGG

Certified Financial Planner

CHARLOTTE, NC

MARK STEPHEN THOMPSON

Chartered Financial Analyst

CHARLOTTE, NC

DUSTIN MARSHALL WAIDE

Certified Financial Planner

CHARLOTTE, NC

Jennifer L Jones

n/a

CHARLOTTE, NC

n/a

EMMA IZARD POWERS

n/a

CHARLOTTE, NC

John Charles Waddill

n/a

CHARLOTTE, NC

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BREEDLOVE, TIMOTHY, MARK

MANAGING MEMBER

yes

10/1999

Mar 17, 2026

MCNEISH, DAVID, WILLIAM

MANAGING MEMBER

yes

10/1999

Mar 17, 2026

SUGG, WILLIAM, EDWARD

MANAGING MEMBER

yes

06/2007

Mar 17, 2026

THOMPSON, MARK, STEPHEN

MANAGING MEMBER

yes

04/2008

Mar 17, 2026

Johnson Jones, Nancy

CHIEF COMPLIANCE OFFICER

07/2025

Mar 17, 2026

JONES, JENNIFER, LYNN

Member

01/2015

Mar 17, 2026

WAIDE, DUSTIN, MARSHALL

Member

01/2015

Mar 17, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DAVID MCNEISH

n/a

yes

n/a

TIM BREEDLOVE

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 17, 2026

$1.1B

n/a

2024

Apr 8, 2025

$973M

$968M

n/a

2023

Feb 14, 2024

$860M

$851M

n/a

2022

Mar 31, 2023

$729M

$721M

n/a

2021

Mar 15, 2022

$774M

$764M

n/a

2020

Mar 26, 2021

$674M

$662M

n/a

2019

Mar 12, 2020

$558M

$547M

n/a

2018

Mar 11, 2019

$458M

$449M

n/a

2017

Mar 29, 2018

$446M

$433M

n/a

2016

Mar 31, 2017

$370M

$358M

n/a

2015

Mar 29, 2016

$305M

$292M

n/a

2014

Mar 24, 2015

$290M

$276M

n/a

2013

Mar 31, 2014

$251M

$239M

n/a

2012

Mar 28, 2013

$208M

$205M

n/a

2011

Mar 28, 2012

$166M

$163M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.1B

$973M

13.8%

$729M

14.9%