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Advisor at LAUREL WEALTH ADVISORS, LLC
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LAUREL WEALTH ADVISORS, LLC | Independent wealth | Aug 20, 2024 | n/a | yes | CHARLOTTE, NC | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 18, 2018 | Mar 15, 2019 | no | Charlotte, NC | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 26, 2017 | May 21, 2018 | no | JACKSONVILLE, FL|JACKSONVILLE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | LAUREL WEALTH ADVISORS, LLC | Mar 15, 2019 | Aug 20, 2024 | 1,985 | Firm change after gap | Wirehouse to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | May 21, 2018 | Jun 18, 2018 | 28 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:149777:FL:2018-05-16 | May 21, 2018 | Jun 18, 2018 | JACKSONVILLE, FL | Firm change |