DFX Intelligence

S•••••• B••••••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

S•••••• B••••••••• L•••••

Advisor at P••• I••••••••• L••

Indianapolis, IN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 9:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 20, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• I••••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jun 17, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• I••••••••• L••	Asset manager	Aug 17, 2026	n/a	yes	Indianapolis, IN	Current employment
L•••• A••••• • C•• L••	Asset manager	Nov 25, 2022	Jul 22, 2026	no	JERSEY CITY, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••• A••••• • C•• L••	P••• I••••••••• L••	Jul 22, 2026	Aug 17, 2026	26	Firm change	Other
P••• I••••••••• L••	L•••• A••••• • C•• L••	Sep 28, 2022	Nov 25, 2022

Relationships

Registered with (3)

→ P••• I••••••••• L••Registered adviserregistration: previous registration
Feb 2, 2010 to Sep 28, 2022factForm ADV
→ L•••• A••••• • C•• L••Registered adviserregistration: previous registration
Nov 25, 2022 to Jul 22, 2026factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jun 20, 2005 to Jul 31, 2009factForm ADV

Dated events

Order

Occurred
22 Jul 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
28 Sep 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 20, 2005
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.